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Gary Alan Just

SF INVESTMENTS
HIGHLAND PARK, IL
·CRD# 2101902·36 years experience

Professional Summary

Gary Alan Just is a registered financial advisor currently at SF INVESTMENTS, INC. located in Highland Park, Illinois. Gary is registered as a RR (Registered Representative) and started their career in finance in 1990. Gary has worked at 9 firms and has passed the Series 63, Series 57TO, Series 99TO, SIE, Series 3, Series 55, Series 7, Series 14, Series 28, Series 4 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

36 years in the financial services industry

Current & Past Employments

SF INVESTMENTS, INC.·CRD# 6564
BD
799 Central Ave. Suite 350, Highland Park, IL 60035
August 11, 2006 - Present
PACKERLAND BROKERAGE SERVICES, INC.·CRD# 37031
BD
Green Bay, WI
March 20, 2006 - July 17, 2006
TERRA NOVA FINANCIAL, LLC·CRD# 37761
BD
Chicago, IL
October 5, 2000 - February 27, 2006
WEB STREET SECURITIES, INC.·CRD# 37733
BD
Deerfield, IL
December 18, 1997 - September 18, 2000
WORLD EQUITY GROUP, INC.·CRD# 29087
BD
Schaumburg, IL
August 9, 1996 - September 30, 1997
CITISTREET EQUITIES LLC·CRD# 7447
BD
Somerset, NJ
March 27, 1996 - April 9, 1996
CITICORP INVESTMENT SERVICES·CRD# 23988
BD
Long Island City, NY
April 3, 1995 - March 29, 1996
FIDELITY BROKERAGE SERVICES LLC·CRD# 7784
BD
Smithfield, RI
January 13, 1994 - December 23, 1994
LUTHERAN BROTHERHOOD SECURITIES CORP.·CRD# 4205
BD
Minneapolis, MN
November 5, 1990 - December 8, 1993

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Current Firm

SI
SF INVESTMENTS, INC.

SF INVESTMENT ADVISERS | SUCSY, FISCHER SECURITIES | SF INVESTMENTS, INC.

CRD#: 6564 / SEC#: 801-66533, 8-34069
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

799 Central Ave. Suite 350, Highland Park, IL 60035

Mailing Address

799 Central Ave, Highland Park, IL 60035

Phone Number

(847) 926-5700

Established

Illinois since 05/09/1985

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (16 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A: SF INVESTMENT ADVISERS (3/30/2012)

Direct owners and executive officers

NamePositionCRD#
DANIEL SHAPIRO GIFT TRUSTSHAREHOLDER - TRUSTEE IS A CONTOL PERSON; NON -VOTING SHARES—
LESLEY SHAPIRO BEIDER GIFT TRUSTSHAREHOLDER - TRUSTEE IS NOT A CONTROL PERSON; NON-VOTING SHARES—
STEVEN SHAPIRO GIFT TRUSTSHAREHOLDER - TRUSTEE IS A CONTROL PERSON; NON-VOTING SHARES—
JUST, GARY ALANCHIEF FINANCIAL OFFICER/FINANCIAL AND OPERATIONS PRINCIPAL, CHIEF COMPLIANCE OFFICER2101902
SHAPIRO BEIDER, LESLEY ETRUSTEE LESLEY SHAPIRO BEIDER GIFT TRUST—
SHAPIRO, DANIEL MARKCEO, TRUSTEE OF DANIEL SHAPIRO GIFT TRUST1989147
SHAPIRO, STEVEN ARTHURVICE PRESIDENT/CHIEF INVESTMENT OFFICER, TRUSTEE STEVEN SHAPIRO GIFT TRUST2153746

Disclosures

Regulatory Event

4

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Illinois
(8/11/2006)
RR
South Dakota
(5/17/2024)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1990About the Series 63 exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 3 — National Commodity Futures Examination

Passed Jul 2001About the Series 3 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed May 2001

Series 7 — General Securities Representative Examination

Passed Nov 1990About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 28 — Introducing Broker/Dealer Financial Operations Principal Examination

Passed Apr 2007About the Series 28 exam

Series 4 — Registered Options Principal Examination

Passed Aug 1999About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Apr 1999About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Gary Alan Just's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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