Francesco M. Gozzillo
Professional summary
Francesco Michael Gozzillo, who also goes by F Michael Gozzillo, Francesco Gozzillo, Michael Gozzillo, Mike Gozzillo, is a registered financial professional currently at VAN ECK SECURITIES CORPORATION located in New York, New York.
Francesco is registered as a RR (Registered Representative) and started their career in finance in 1992. Francesco has worked at 10 firms and has passed the Series 99TO, SIE, Series 7, Series 6, Series 14, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Francesco Michael Gozzillo's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 12, 2018 - Present
VAN ECK SECURITIES CORPORATION
Office #1: 666 Third Avenue 9th Floor, New York, NY 10017-4033January 25, 2013 - January 8, 2018
SYMPHONIC SECURITIES LLC
January 25, 2013 - January 8, 2018
CNR SECURITIES, LLC
November 3, 2010 - December 14, 2012
TEACHERS PERSONAL INVESTORS SERVICES, INC.
September 6, 2010 - December 9, 2010
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
March 19, 2002 - October 24, 2008
AMG DISTRIBUTORS, INC.
July 28, 1998 - March 4, 2000
UNIFIED FINANCIAL SECURITIES, LLC
October 2, 1996 - August 11, 1998
AMT CAPITAL SERVICES, INC.
October 18, 1993 - October 7, 1994
DELAWARE DISTRIBUTORS, L.P.
February 6, 1992 - September 22, 1993
VANGUARD MARKETING CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
VAN ECK SECURITIES CORPORATION
CRD#: 2269 / SEC#: , 8-4618
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| VAN ECK ASSOCIATES CORPORATION | 100% OWNER & PARENT | |
| GOZZILLO, FRANCESCO MICHAEL | CHIEF COMPLIANCE OFFICER | 2099916 |
| RAPPAPORT, LEE ROBERT | VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER, OPERATIONS PRINCIPAL (FINOP) AND DIRECTOR | 4682842 |
| SIMON, JONATHAN RICH | SENIOR VICE PRESIDENT, GENERAL COUNSEL, SECRETARY AND DIRECTOR | 5313394 |
| VANECK, JAN FREDERICK | PRESIDENT, CHIEF EXECUTIVE OFFICER AND DIRECTOR | 1695680 |
Disclosures
| Regulatory Event | 2 |
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