Peter T. Justini
Professional summary
Peter Thomas Justini is a registered financial professional currently at HRT FINANCIAL LP located in New York, New York and HRT EXECUTION SERVICES LLC located in New York, New York.
Peter is registered as a RR (Registered Representative) and started their career in finance in 1993. Peter has worked at 12 firms and has passed the Series 99TO, SIE, Series 7, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Peter Thomas Justini's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 18, 2022 - Present
HRT FINANCIAL LP
Office #1: 3 World Trade Center 175 Greenwich Street 76th Floor, New York, NY, 10007July 18, 2022 - Present
HRT EXECUTION SERVICES LLC
Office #1: 3 World Trade Center 175 Greenwich Street 76th Floor, New York, NY, 10007May 2, 2022 - July 12, 2022
BMO CAPITAL MARKETS CORP.
April 12, 2016 - October 3, 2018
RBC CAPITAL MARKETS, LLC
May 11, 2012 - November 25, 2019
RBC CMA LTD
May 19, 2009 - May 4, 2012
FIRST CITIZENS CAPITAL SECURITIES, LLC
August 17, 2004 - November 8, 2007
BARCLAYS CAPITAL INC.
May 10, 2004 - August 18, 2004
NOMURA SECURITIES INTERNATIONAL, INC.
November 18, 2002 - May 12, 2004
DEUTSCHE BANK SECURITIES INC.
January 13, 2001 - December 14, 2001
DEUTSCHE BANK SECURITIES INC.
June 28, 2000 - January 13, 2001
DB ALEX. BROWN LLC
November 15, 1996 - June 28, 2000
DEUTSCHE BANK SECURITIES INC.
September 13, 1996 - October 22, 1996
GOLDMAN SACHS & CO. LLC
August 13, 1993 - May 30, 1996
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional Examination24X National Exchange LLC
BOX Exchange LLC
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
Long-Term Stock Exchange, Inc.
MEMX LLC
MIAX Emerald, LLC
MIAX PEARL, LLC
MIAX Sapphire
Miami International Securities Exchange, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
NYSE Texas, Inc.
Nasdaq BX, Inc.
Nasdaq GEMX, LLC
Nasdaq ISE, LLC
Nasdaq MRX, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
HRT EXECUTION SERVICES LLC
CRD#: 128491 / SEC#: , 8-66143
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SUN HOLDINGS LLC | OWNER OF HRT EXECUTION SERVICES LLC | |
| ALCALA, MIKAELA | AML COMPLIANCE OFFICER | 7523021 |
| ATTONITO, ERICA GALE | HEAD OF SALES | 5151146 |
| BLOCK, NACHSHON M | CHIEF FINANCIAL OFFICER | 7192815 |
| CARROLL, JASON EASTWICK | MANAGING DIRECTOR | 5173598 |
| JUSTINI, PETER THOMAS | FINOP | 2097898 |
| KEEL, JOHN MATTHEW | CHIEF COMPLIANCE OFFICER | 4189740 |
| NUNES, ADAM SETH | CHIEF EXECUTIVE OFFICER | 5246806 |
Disclosures
| Regulatory Event | 9 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
