Timothy P. Pettee

PETTEE INVESTORS

Rowayton, CT 06853

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CRD#: 2097556

Professional summary

Timothy Platt Pettee, who also goes by Tim Pettee, is a registered financial advisor currently at PETTEE INVESTORS INC located in Rowayton, Connecticut.

Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Timothy has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tim Pettee

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Platt Pettee's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 22, 2022 - Present

PETTEE INVESTORS INC

Office #1: 137 Rowayton Avenue Suite 430, Rowayton, CT 06853

RIA

CRD#: 105553

Rowayton, CT

Past

April 22, 2022 - January 18, 2023

HOYA CAPITAL REAL ESTATE, LLC

RIA

CRD#: 281848

ROWAYTON, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PETTEE INVESTORS INC

CRD#: 105553 / SEC#: 801-34750

RIA

Registered Investment Advisory firm - (7/6/1989 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(4/22/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/22/2022

Uniform Investment Adviser Law Examination

Current Firm

PETTEE INVESTORS INC

CRD#: 105553 / SEC#: 801-34750

RIA

Registered Investment Advisory firm - (7/6/1989 Approved)

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Contact information

Main Address

137 Rowayton Avenue Suite 430, Rowayton, CT 06853

Mailing Address

P.o. Box 327, Rowayton, CT 06853

Phone number

(203) 957-8880

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PETTEE INVESTORS, INC. FORM ADV PART 2A (MARCH3, 2025) (3/3/2025)

Regulatory assets under management

Total Number of Accounts	71
AUM (Assets Under Management)	$ 211,917,130

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Timothy P. Pettee

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Platt Pettee's CRS (Customer Relationship Summary).

Certified licenses

Experience

PETTEE INVESTORS INC

HOYA CAPITAL REAL ESTATE, LLC

Primary Firm SEC Registration

PETTEE INVESTORS INC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/22/2022

Current Firm

PETTEE INVESTORS INC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PETTEE INVESTORS INC

TRUST BUT VERIFY

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