Michael J. Chiodo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael J Chiodo was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1990. Michael had worked at 8 firms and has passed the Series 99TO, SIE and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 18, 2015 - May 23, 2016
MB TRADING
December 5, 2012 - July 17, 2020
ALLY INVEST SECURITIES LLC
January 14, 2008 - January 10, 2013
ZECCO TRADING, INC.
August 23, 2007 - January 2, 2008
GLENDALE SECURITIES, INC.
March 6, 2002 - December 12, 2002
BLS SECURITIES, LLC
March 24, 1997 - January 5, 2005
STOCKS 4 LESS, INC.
February 3, 1993 - December 31, 1993
REYNOLDS KENDRICK STRATTON, INC.
July 8, 1991 - February 28, 2006
NATIONAL CLEARING CORP.
November 9, 1990 - December 31, 1993
REYNOLDS KENDRICK STRATTON, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 12/21/2022
Operations Professional ExaminationCurrent Firm
MB TRADING
CRD#: 30330 / SEC#: , 8-44849
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRADEKING GROUP, INC. | PARENT COMPANY | |
| BLOSSER, MICHAEL JAMES | CHIEF TRADING OFFICER | 4373393 |
| BROWN, BRENTON MACKENZIE | CHIEF INFORMATION OFFICER, EVP | 3177337 |
| CHIODO, MICHAEL J | FINOP | 2097132 |
| CIERO, JESSICA MEI-LING BELOIN | CHIEF COMPLIANCE OFFICER | 4533934 |
| DEMAREST, STEVEN PATRICK | BANK ACCOUNT CONTROLLER | 1978066 |
| DOMINIC, JOHN MARTIN | VP OF TRADING | 2722302 |
| DUSSEAULT, DAVID STANLEY | CHIEF OPERATING OFFICER | 2819891 |
| FIELD, BRIAN DAVID | CHIEF OPERATING OFFICER | 4089325 |
| HAGEN, RICHARD JOHN JR | PRESIDENT | 2185011 |
| LIPSETT, JAMES DAVID JR | EVP (BUSINESS TO BUSINESS) | 2486795 |
Disclosures
| Regulatory Event | 5 |
Red Flags
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