Scott A. Wight
CETERA INVESTMENT ADVISERS LLC
HADDON HEIGHTS, NJ 08035
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CRD#: 2096712
Professional summary
Scott A Wight, CFP® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Haddon Heights, New Jersey and CETERA WEALTH SERVICES, LLC located in Haddon Heights, New Jersey.
Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Scott has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 51 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) INDEPENDENT INSURANCE AGENT DISABILITY, FIXED ANNUITIES, LIFE/ACCIDENT/HEALTH, LONG-TERM CARE FOR 8HRS/WK SINCE 1990
2) CAM HOLDINGS, LLC OWN A COMMERCIAL BUILDING WITH MY OFFICE IN IT AND RENT THE SECOND FL FOR 0HRS/WK SINCE 04/2009
3) CRUMP 20% OF ALL TERM AND FIXED ANNUITY CASES FOR 3HRS/WK SINCE 01/2010
4) NAME OF OTHER BUSINESS: SCOTT A WIGHT, LLC;
INVESTMENT RELATED: YES;
ADDRESS: SAME AS REGISTERED LOCATION;
NATURE OF BUSINESS: DBA FOR PAYROLL AND BILL PAY PURPOSES;
START DATE: 02/2001;
POSITION/TITLE/RELATIONSHIP: OWNER;
APX NUMBER OF HOURS PER WEEK: NONE;
APX NUMBER OF HOURS DURING TRADING HOURS: NONE;
BRIEF DESCRIPTION OF DUTIES: DBA FOR PAYROLL AND BILL PAY PURPOSES ;
5) NAME OF OTHER BUSINESS: HEIGHTS FINANCIAL GROUP ;
INVESTMENT RELATED: YES ;
ADDRESS: SAME AS REGISTERED LOCATION ;
NATURE OF BUSINESS: FINANCIAL SERVICES ;
START DATE: 12/2019 ;
POSITION/TITLE/RELATIONSHIP: OWNER / FINANCIAL ADVISOR ;
APX NUMBER OF HOURS PER WEEK: 40 ;
APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ;
BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES ;
CRS (Client Relationship Summary) - RIA
Click below to view Scott A Wight's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1998
Experience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 213 White Horse Pike, Haddon Heights, NJ 08035RIA
CRD#: 105644
HADDON HEIGHTS, NJ
Current
September 3, 2013 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 213 White Horse Pike, Haddon Heights, NJ 08035BD
CRD#: 13572
Haddon Heights, NJ
Past
September 3, 2013 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
February 19, 2010 - November 13, 2013
MASLAND & BARRICK ADVISORY, INC
RIA
CRD#: 111520
CAMP HILL, PA
Past
August 1, 2003 - September 3, 2013
WALNUT STREET SECURITIES, INC.
RIA
CRD#: 15840
HADDON HEIGHTS, NJ
Past
August 1, 2003 - September 3, 2013
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
HADDON HEIGHTS, NJ
Past
October 31, 2001 - August 1, 2003
NATHAN & LEWIS SECURITIES, INC.
RIA
CRD#: 8503
CHERRY HILL, NJ
Past
October 31, 2001 - August 1, 2003
NATHAN & LEWIS SECURITIES, INC.
BD
CRD#: 8503
NEW YORK, NY
Past
October 9, 1990 - November 1, 2001
NEW ENGLAND SECURITIES
BD
CRD#: 615
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/14/2020)
RR
California(9/3/2013)
RR
Colorado(9/3/2013)
RR
Connecticut(9/3/2013)
RR
Delaware(9/3/2013)
RR
District of Columbia(9/3/2013)
RR
Florida(9/3/2013)
RR
Georgia(9/3/2013)
RR
Idaho(11/14/2013)
RR
Illinois(4/16/2020)
RR
Indiana(9/3/2013)
RR
Kentucky(9/3/2013)
RR
Maine(10/21/2021)
RR
Maryland(9/3/2013)
RR
Massachusetts(9/3/2013)
RR
Michigan(7/14/2020)
RR
Minnesota(3/22/2017)
RR
Mississippi(9/23/2020)
RR
Montana(6/23/2025)
RR
Nevada(9/9/2020)
RR
New Hampshire(10/8/2024)
RR
New Jersey(9/3/2013)
IAR
New Jersey(6/29/2023)
RR
New Mexico(8/8/2024)
RR
New York(9/3/2013)
RR
North Carolina(9/3/2013)
RR
Ohio(9/3/2013)
RR
Oklahoma(6/23/2025)
RR
Pennsylvania(9/3/2013)
RR
Rhode Island(6/18/2025)
RR
South Carolina(9/3/2013)
RR
Tennessee(9/3/2013)
RR
Texas(1/3/2014)
IAR
Texas(6/29/2023)
RR
Virginia(9/3/2013)
RR
Washington(9/3/2013)
RR
West Virginia(8/4/2023)
RR
Wyoming(8/7/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
