MA
Muzaffar M. Ahmed
NEW EDGE WEALTH | Senior Vice President–Wealth Management
Manhattan Beach, CA 90266
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CRD#: 2091879
MA
Professional summary
Muzaffar Mashkoor Ahmed, who also goes by Mark Adams, Mark Ahmed, is a registered financial advisor currently at NEW EDGE WEALTH located in Manhattan Beach, California and NEWEDGE SECURITIES, LLC located in Manhattan Beach, California.
Muzaffar is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Muzaffar has worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mark Adams | Mark Ahmed
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)3547 harvey ave / 3547 harvey ave cincinatti,ohio 45229 / Company/ Real Estate / real estate / Member of Board of Directors / / managing the llc / Start Date 12/1/14 /Cinci Living Apartments LLC / 851 Glenwood Avenue Cincinnati,Cincinnati, OH 45229 45229 / Other/ Limited liability cooperation Real Estate / Real estate investment / Proprietor / owner / / hiring the management company to manage. / Start Date 11/18/2017/43057 / 2)NewEdge Wealth, LLC, an IAR.�Financial Advisor for investment related business for ultra-high net worth individuals. 120 hours a month during trading hours.� Home office 2200 Atlantic Street, Stamford CT, 06902.Start Date: 09/16/2022 3.LionsStreet Private Client Group*Yes Invest*11/15/22*Austin, TX*Life Insurance*Agent*Life insurance*20 Hrs/20 non trade
CRS (Client Relationship Summary) - RIA
Click below to view Muzaffar Mashkoor Ahmed's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 16, 2022 - Present
NEW EDGE WEALTH
Office #1: 3071 Highland Ave, Suite 302, Manhattan Beach, CA 90266RIA
CRD#: 307771
Manhattan Beach, CA
Current
September 16, 2022 - Present
NEWEDGE SECURITIES, LLC
Office #1: 3701 Highland Ave. Suite 302, Manhattan Beach, CA 90266BD
CRD#: 10674
Manhattan Beach, CA
Past
November 16, 2012 - September 27, 2022
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
BEVERLY HILLS, CA
Past
November 16, 2012 - September 27, 2022
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
BEVERLY HILLS, CA
Past
October 23, 2009 - November 19, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
SANTA MONICA, CA
Past
October 23, 2009 - November 19, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
SANTA MONICA, CA
Past
July 12, 1999 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
BD
CRD#: 16361
WEST LOS ANGELES, CA
Past
May 12, 1998 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
RIA
CRD#: 16361
WEST LOS ANGELES, CA
Past
March 25, 1997 - July 12, 1999
BA INVESTMENT SERVICES, INC.
BD
CRD#: 12965
OAKLAND, CA
Past
February 2, 1995 - February 27, 1997
GREAT WESTERN FINANCIAL SECURITIES CORPORATION
BD
CRD#: 14229
NORTHRIDGE, CA
Past
January 3, 1991 - February 23, 1994
MCLAUGHLIN, PIVEN, VOGEL SECURITIES, INC.
BD
CRD#: 7404
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NE
NEW EDGE WEALTH
NEW EDGE WEALTH | NEWEDGE WEALTH, LLC | NEWEDGE INVESTMENT SOLUTIONS | NEW EDGE WEALTH LLC
CRD#: 307771 / SEC#: 801-118291
RIA
Registered Investment Advisory firm - (3/25/2020 Approved)Maryland
Registered Investment Advisory firm - (2/28/2020 Terminated)North Carolina
Registered Investment Advisory firm - (2/25/2020 Terminated)South Dakota
Registered Investment Advisory firm - (2/24/2020 Terminated)Wisconsin
Registered Investment Advisory firm - (2/24/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(9/16/2022)
IAR
California(9/16/2022)
RR
Massachusetts(10/27/2023)
RR
Minnesota(9/16/2022)
RR
New Mexico(9/16/2022)
RR
New York(9/16/2022)
RR
Oregon(9/16/2022)
RR
South Carolina(9/16/2022)
RR
Texas(9/16/2022)
IAR
Texas(9/16/2022)
RR
Washington(9/16/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
NE
NEW EDGE WEALTH
NEW EDGE WEALTH | NEWEDGE WEALTH, LLC | NEWEDGE INVESTMENT SOLUTIONS | NEW EDGE WEALTH LLC
CRD#: 307771 / SEC#: 801-118291
RIA
Registered Investment Advisory firm - (3/25/2020 Approved)Maryland
Registered Investment Advisory firm - (2/28/2020 Terminated)North Carolina
Registered Investment Advisory firm - (2/25/2020 Terminated)South Dakota
Registered Investment Advisory firm - (2/24/2020 Terminated)Wisconsin
Registered Investment Advisory firm - (2/24/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2200 Atlantic Street Suite 200, Stamford, CT 06902
Mailing Address
Phone number
(203) 424-2262
Established
Firm type
Fiscal year end
# of Employees
152
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 14,680 |
| AUM (Assets Under Management) | $ 12,064,984,416 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/27/2025 | ||
| 12/22/2023 | ||
| 01/27/2023 | ||
| 07/28/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
NEW EDGE WEALTH
Senior Vice President–Wealth ManagementCRD#: 307771Manhattan Beach, CA 90266TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
