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TM

Thomas D. Masterson

GT SECURITIES
LOS ANGELES, CA 90094
Some features on this profile are disabled
CRD#: 2091674
TM
Thomas Daniel MastersonGT SECURITIES

Professional summary

Thomas Daniel Masterson is a registered financial professional currently at GT SECURITIES, INC. located in Los Angeles, California.

Thomas is registered as a RR (Registered Representative) and started their career in finance in 1990. Thomas has worked at 19 firms and has passed the Series 63, SIE, Series 79, Series 7 and Series 24 exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Thomas Daniel Masterson's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 19, 2026 - Present

GT SECURITIES, INC.

Office #1: 12130 Millennium Dr Suite 300, Los Angeles, CA 90094
BD
CRD#: 116012
LOS ANGELES, CA
Past

January 28, 2022 - August 18, 2026

WILMINGTON CAPITAL SECURITIES, LLC

BD
CRD#: 133839
Lauderdale by the Sea, FL
Past

December 13, 2019 - January 26, 2022

PLP CAPITAL

BD
CRD#: 38901
Lauderdale-by-the-Sea, FL
Past

October 10, 2018 - December 3, 2019

AEGIS CAPITAL CORP.

BD
CRD#: 15007
FT LAUDERDALE, FL
Past

April 2, 2015 - October 16, 2018

NEWBRIDGE SECURITIES CORPORATION

BD
CRD#: 104065
FORT LAUDERDALE, FL
Past

May 4, 2012 - April 15, 2015

AURORA CAPITAL LLC

BD
CRD#: 37924
BRIDGEHAMPTON,, NY
Past

December 27, 2008 - May 1, 2012

I-BANKERS SECURITIES, INC.

BD
CRD#: 41352
FORT LAUDERDALE, FL
Past

February 3, 2005 - October 23, 2008

LEGEND MERCHANT GROUP, INC.

BD
CRD#: 5155
FORT LAUDERDALE, FL
Past

November 13, 2003 - February 15, 2005

ARGENTUS SECURITIES, LLC

BD
CRD#: 45915
DALLAS, TX
Past

July 29, 1999 - August 26, 2003

KESTRA INVESTMENT SERVICES, LLC

BD
CRD#: 42046
AUSTIN, TX
Past

January 4, 1999 - July 30, 1999

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
ST. PETERSBURG, FL
Past

February 5, 1998 - January 4, 1999

ROBERT THOMAS SECURITIES, INC

BD
CRD#: 10147
ST. PETERSBURG, FL
Past

August 7, 1996 - February 16, 1998

NICHOLS, SAFINA, LERNER & CO. INC.

BD
CRD#: 35476
NEW YORK, NY
Past

January 31, 1996 - August 30, 1996

GRUNTAL & CO., L.L.C.

BD
CRD#: 372
NEW YORK, NY
Past

November 11, 1992 - February 6, 1996

M.S. FARRELL & COMPANY, INC.

BD
CRD#: 24232
SYOSSET, NY
Past

March 24, 1992 - November 25, 1992

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY
Past

April 25, 1991 - April 8, 1992

JOSEPHTHAL & CO., INC.

BD
CRD#: 3227
NEW YORK, NY
Past

December 4, 1990 - April 24, 1991

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ
Past

September 19, 1990 - November 7, 1990

HIBBARD BROWN & CO., INC.

BD
CRD#: 18246
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(8/19/2026)
RR
Florida
(8/19/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 9/27/1990
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 4/4/2014
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 7
Date: 9/18/1990
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 1/20/1995
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

GS
GT SECURITIES, INC.
GROWTHINK SECURITIES, INC. | GT SECURITIES, INC. | GROWTHINK, INC.

CRD#: 116012 / SEC#: , 8-53527

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information

Main Address
12130 Millennium Dr Suite 300, Los Angeles, CA 90094
Mailing Address
12130 Millennium Dr, Los Angeles, CA 90094
Phone number
(310) 846-5004
Established
California since 12/06/2001
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
GROWTHINK, INC.PARENT CORPORATION
LAVINSKY, DAVID KENNETHMANAGING DIRECTOR4455040
TURO, JAMES STEVENMANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER2083402

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GT SECURITIES, INC.

CRD#: 116012Los Angeles, CA 90094

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