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Brian Xavier Fitzgibbon

FITZGIBBON TOIGO & CO.
WAYNE, NJ
·CRD# 209108·57 years experience

Professional Summary

Brian Xavier Fitzgibbon is a registered financial advisor currently at FITZGIBBON TOIGO & CO. LLC located in Wayne, New Jersey. Brian is registered as a RR (Registered Representative) and started their career in finance in 1970. Brian has worked at 6 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 1, Series 14 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

57 years in the financial services industry

Current & Past Employments

FITZGIBBON TOIGO & CO. LLC·CRD# 122142
BD
1. 76 Worcester Drive, Wayne, NJ 074702. Wayne, NJ
January 9, 2003 - Present
NOMURA SECURITIES INTERNATIONAL, INC.·CRD# 4297
BD
New York, NY
December 14, 1982 - August 11, 1995
METROPOLITAN LIFE INSURANCE COMPANY·CRD# 4095
BD
December 8, 1981 - December 20, 1982
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY·CRD# 5181
BD
October 17, 1974 - August 11, 1982
SIGNATOR INVESTORS, INC.·CRD# 468
BD
October 17, 1974 - August 11, 1982
HAYDEN STONE INC.·CRD# 972
BD
December 7, 1970 - June 14, 1974

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Current Firm

FT
FITZGIBBON TOIGO & CO. LLC

FITZGIBBON TOIGO & CO. LLC | FITZGIBBON, TOIGO, APODACA & CO. LLC

CRD#: 122142 / SEC#: 8-65468
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Contact Information

Main Address

76 Worcester Drive, Wayne, NJ 07470

Mailing Address

76 Worceser Drive, Wayne, NJ 07470

Phone Number

(973) 746-4944

Established

Delaware since 02/28/2002

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (8 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
FITZGIBBON TOIGO ASSOCIATES LLCHOLDING COMPANY—
FITZGIBBON, BRIAN XAVIERCEO, PRESIDENT, CHIEF COMPLIANCE OFFICER209108
GEORGE, CHRISTOPHER MFINOP6084415
TOIGO, SUECHAIRMAN—

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(6/3/2005)
RR
Connecticut
(5/27/2005)
RR
New Jersey
(1/24/2003)
RR
New York
(7/13/2005)
RR
Ohio
(6/2/2005)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 2002About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Oct 2002About the Series 7 exam

Series 1 — Registered Representative Examination

Passed Jan 1969

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 24 — General Securities Principal Examination

Passed Nov 2002About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Brian Xavier Fitzgibbon's CRS (Customer Relationship Summary).

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