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MS

Mark Andrew Sullivan

SCRED SECURITIES US
PARK CITY, UT
·CRD# 2090844·33 years registered

Professional Summary

Mark Andrew Sullivan, who also goes by Mark Sullivan, is a registered financial advisor currently at SCRED SECURITIES US LLC located in Park City, Utah. Mark is registered as a RR (Registered Representative) and started their career in finance in 1995. Mark has worked at 14 firms and has passed the Series 63, Series 65, Series 7TO, SIE, Series 31, Series 7 and Series 3 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Mark Sullivan

Blog Corner

More Resources

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years registered in the securities industry

Current & Past Employments

Current

SCRED SECURITIES US LLCCurrent·CRD# 332432
BD
3070 Rasmussen Road, Suite 160, Park City, UT 84098
July 1, 2026 - Present

Past

LYNX CAPITAL, LLCPast·CRD# 137178
BD
Moraga, CA
December 6, 2023 - July 6, 2026
SUPERVISION PARTNERS LLCPast·CRD# 300528
BD
New York, NY
February 18, 2022 - December 5, 2023
ELEVATION, LLCPast·CRD# 140341
BD
Charlotte, NC
May 19, 2020 - February 4, 2022
FORESIDE FUND SERVICES, LLCPast·CRD# 46106
BD
Houston, TX
October 26, 2017 - September 19, 2019
ULTIMUS FUND DISTRIBUTORS, LLCPast·CRD# 104177
BD
Cincinnati, OH
September 18, 2015 - July 3, 2017
AMERICAN CENTURY INVESTMENT SERVICES INC.Past·CRD# 17437
BD
New York, NY
May 8, 2012 - October 25, 2013
SANFORD C. BERNSTEIN & CO., LLCPast·CRD# 104474
BD
Nashville, TN
December 14, 2005 - April 17, 2012
ALLIANCEBERNSTEIN INVESTMENTS, INC.Past·CRD# 14549
BD
Nashville, TN
October 31, 2002 - March 15, 2006
QUASAR DISTRIBUTORS, LLCPast·CRD# 103848
BD
Portland, ME
October 4, 2001 - September 13, 2002
FIRST FUND DISTRIBUTORS, INC.Past·CRD# 27038
BD
Phoenix, AZ
January 12, 2000 - October 4, 2001
FORESIDE FUNDS DISTRIBUTORS LLCPast·CRD# 31334
BD
Portland, ME
January 4, 1999 - August 30, 1999
FPS BROKER SERVICES, INC.Past·CRD# 25065
BD
King Of Prussia, PA
June 16, 1998 - December 31, 1998
NICHOLAS-APPLEGATE SECURITIES LLCPast·CRD# 31205
BD
San Diego, CA
September 8, 1995 - June 10, 1996

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Current Firm

SS
SCRED SECURITIES US LLC

MAYFAIR POINTE SECURITIES LLC | STORM CAPITAL PARTNERS | SCRED SECURITIES US LLC | SCRED SECURITIES LLC

CRD#: 332432 / SEC#: 8-71275
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)

Contact Information

Main Address

3070 Rasmussen Road, Suite 160, Park City, UT 84098

Mailing Address

3070 Rasmussen Road, Suite 160, Park City, UT 84098

Phone Number

(646) 468-1841

Established

Delaware since 07/15/2024

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (4 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
MAYFAIR POINTE FINANCIAL LLCSOLE MEMBER—
RAE, CHRISTOPHER DAVIDPRINCIPAL SUPERVISOR, CCO, COO4431180
SAMSON, EDWARD GREGORYFINOP, PFO, POO2041321
SCHRAFF, JOHN JOSEPH JRCHIEF EXECUTIVE OFFICER1764552

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
New Jersey
(7/1/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 2016About the Series 63 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Oct 1995About the Series 65 exam

Series 7TO — General Securities Representative Examination

Passed Jan 2023About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 31 — Futures Managed Funds Examination

Passed Jan 2006About the Series 31 exam

Series 7 — General Securities Representative Examination

Passed Sep 1995About the Series 7 exam

Series 3 — National Commodity Futures Examination

Passed Sep 1993About the Series 3 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Mark Andrew Sullivan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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