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John Joseph Schraff Jr

MAYFAIR POINTE CAPITAL
LONDON,
·CRD# 1764552·38 years experience

Professional Summary

John Joseph Schraff JR, who also goes by John Joseph Schraff, is a registered financial advisor currently at MAYFAIR POINTE CAPITAL LLC and SCRED SECURITIES US LLC located in Park City, Utah. John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. John has worked at 12 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7 and Series 24...

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

John Joseph Schraff

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

38 years in the financial services industry

Current & Past Employments

MAYFAIR POINTE CAPITAL LLC·CRD# 340615
RIA
London
May 28, 2026 - Present
SCRED SECURITIES US LLC·CRD# 332432
BD
3070 Rasmussen Road, Suite 160, Park City, UT 84098
May 13, 2025 - Present
WINTERFLOOD SECURITIES US CORPORATION·CRD# 299110
BD
New York, NY
August 20, 2019 - January 31, 2025
DNB CARNEGIE, INC.·CRD# 127605
BD
London
May 3, 2012 - November 15, 2017
NATWEST MARKETS SECURITIES INC.·CRD# 11707
BD
Stamford, CT
May 9, 2011 - May 1, 2012
HSBC SECURITIES (USA) INC.·CRD# 19585
BD
London
July 20, 2009 - June 16, 2010
ATLANTIC EQUITIES, LLC·CRD# 121669
BD
Greenwich, CT
June 27, 2008 - June 6, 2009
PORTIGON SECURITIES INC.·CRD# 10050
BD
London
March 7, 2000 - May 14, 2008
BNP PARIBAS SECURITIES CORP.·CRD# 15794
BD
New York, NY
September 13, 1996 - December 9, 1999
BNP PARIBAS SECURITIES CORP.·CRD# 15794
BD
June 3, 1996 - June 25, 1996
CIBC WORLD MARKETS CORP.·CRD# 630
BD
New York, NY
October 13, 1995 - June 24, 1996
INTERACCIONES GLOBAL INC.·CRD# 30289
BD
New York, NY
July 27, 1994 - April 17, 1996
DAIWA CAPITAL MARKETS AMERICA INC.·CRD# 1576
BD
New York, NY
May 25, 1988 - July 29, 1994

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Current Firm

MP
MAYFAIR POINTE CAPITAL LLC

MAYFAIR POINTE CAPITAL LLC

CRD#: 340615
Florida
Registered Investment Advisory firm - Florida (5/28/2026 Approved)

Contact Information

Main Address

9038 Mayfair Pointe Drive, Orlando, FL 32827

Phone Number

(646) 468-1841

# of Employees

2

Documents

Latest Form ADV

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

05/2026 - PRESENT; INVESTMENT ADVISER REPRESENTATIVE OF MAYFAIR POINTE CAPITAL LLC, A REGISTERED INVESTMENT ADVISER, INVESTMENT RELATED. MAIN OFFICE: 9038 Mayfair Pointe Drive, Orlando, FL 32827. APPROX. 10 HOURS/MONTH DEVOTED DURING BUSINESS HOURS.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
IAR
Florida
(5/28/2026)
RR
Florida
(8/11/2026)
RR
New Jersey
(8/13/2025)
RR
New York
(9/15/2025)
RR
Utah
(6/30/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Sep 2025About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1988About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Nov 2017About the SIE exam

Series 7 — General Securities Representative Examination

Passed May 1988About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Nov 2013About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view John Joseph Schraff JR's CRS (Customer Relationship Summary).

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