BW
Brian H. Welsh
HBKS WEALTH ADVISORS
Conshohocken, PA 19428
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CRD#: 2090823
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Professional summary
Brian Haydon Welsh is a registered financial advisor currently at HBKS WEALTH ADVISORS located in Conshohocken, Pennsylvania.
Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Brian has worked at 3 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1)LOCUST CAPITAL MANAGEMENT; INVESTMENT RELATED; 1760 MARKET STREET, SUITE 904, PHILADELPHIA, PA 19103; REGISTERED INVESTMENT ADVISOR; MANAGING DIRECTOR; 02/2013; 160 HRS/MO; 160 HRS/MO DURING TRADING; MANAGING DIRECTOR
CRS (Client Relationship Summary) - RIA
Click below to view Brian Haydon Welsh's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 6, 2017 - Present
HBKS WEALTH ADVISORS
Office #1: 101 W Elm St Suite 350, Conshohocken, PA 19428RIA
CRD#: 112139
Conshohocken, PA
Past
April 9, 2013 - December 31, 2017
LOCUST CAPITAL MANAGEMENT LLC
RIA
CRD#: 148148
PHILADELPHIA, PA
Past
June 29, 2006 - February 19, 2013
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
PHILADELPHIA, PA
Past
May 4, 2006 - February 19, 2013
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
PHILADELPHIA, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HW
HBKS WEALTH ADVISORS
HBK ADVISORY SERVICES LLC | PRESQUE ISLE CAPITAL MANAGEMENT | LEVEL 3 | HBKS WEALTH ADVISORS | HBK SORCE FINANCIAL LLC | HBK SORCE ADVISORY LLC
CRD#: 112139 / SEC#: 801-60424
RIA
Registered Investment Advisory firm - (7/19/2001 Approved)Ohio
Registered Investment Advisory firm - (11/28/2000 Terminated)Pennsylvania
Registered Investment Advisory firm - (10/29/2001 Terminated)Wyoming
Registered Investment Advisory firm - (11/9/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Illinois(10/6/2017)
IAR
Nebraska(10/6/2017)
IAR
New Jersey(3/6/2023)
IAR
Pennsylvania(10/6/2017)
IAR
Texas(3/6/2023)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
HW
HBKS WEALTH ADVISORS
HBK ADVISORY SERVICES LLC | PRESQUE ISLE CAPITAL MANAGEMENT | LEVEL 3 | HBKS WEALTH ADVISORS | HBK SORCE FINANCIAL LLC | HBK SORCE ADVISORY LLC
CRD#: 112139 / SEC#: 801-60424
RIA
Registered Investment Advisory firm - (7/19/2001 Approved)Ohio
Registered Investment Advisory firm - (11/28/2000 Terminated)Pennsylvania
Registered Investment Advisory firm - (10/29/2001 Terminated)Wyoming
Registered Investment Advisory firm - (11/9/2017 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2725 Colonial Ave, Erie, PA 16506
Mailing Address
Phone number
(814) 836-5776
Established
Firm type
Fiscal year end
# of Employees
109
SEC notice filing (30 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 21,190 |
| AUM (Assets Under Management) | $ 7,661,939,874 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/25/2024 | ||
| 07/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
