James E Hackett Iii
Professional Summary
James E Hackett III, who also goes by (iii) E Hackett III, James E Hackett, James Hackett, Jim Hackett, Hackett (iii) E James E III, is a registered financial advisor currently at WELLS FARGO SECURITIES, LLC located in Charlotte, North Carolina. James is registered as a RR (Registered Representative) and started their career in finance in 2012. James has worked at 4 firms and has passed the Series 66, Series 99TO, Series 82TO, Series 22TO,...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
(iii) E Hackett Iii, James E Hackett, James Hackett, Jim Hackett, Hackett (iii) E James E Iii
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Contact Information
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Disclosures on record.
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Years of Experience
14 years in the financial services industry
Current & Past Employments
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Current Firm
WACHOVIA CAPITAL MARKETS, LLC | WELLS FARGO SECURITIES, LLC | WELLS FARGO SECURITIES | WELLS FARGO CORPORATE AND/& INVESTMENT BANKING | WACHOVIA CORPORATE & INVESTMENT BANKING, LLC
Contact Information
Main Address
550 South Tryon Street 6th Floor D1086-060, Charlotte, NC, 28202Mailing Address
1 N Jefferson Ave H0004-05g, St. Louis, MO 63103Phone Number
(314) 875-3000Established
Delaware since 03/05/2003Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
LargeFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EVEREN CAPITAL CORPORATION | PARENT | — |
| CHESTER, KARA MCSHANE | DIRECTOR/MANAGER | 2679854 |
| CONNOR, TIMOTHY MICHAEL | PRINCIPAL FINANCIAL OFFICER | 8157713 |
| MACCHIO, PETER | CHIEF COMPLIANCE OFFICER / DESIGNATED TEXAS OFFICER / DIRECTOR/MANAGER | 2124187 |
| OHARA, TIMOTHY PATRICK | DIRECTOR/MANAGER | 2095368 |
| RILEY, MICHAEL FRANCIS | DIRECTOR/MANAGER | 4165280 |
| RIVAS, FERNANDO S | CHAIR / CEO / PRESIDENT / DIRECTOR/MANAGER | 4803269 |
| SMITH, DANIEL D | CHIEF OPERATIONS OFFICER | 5500659 |
| SULIMIRSKI, EDWARD | DIRECTOR/MANAGER/CONTROL PRINCIPAL | 2287347 |
| THOMAS, DANIEL JEROME JR | DIRECTOR/MANAGER | — |
Disclosures
Regulatory Event
161Civil Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(5/2/2019)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 82TO — Limited Representative-Private Securities Offerings
Passed Jan 2023About the Series 82TO examSeries 22TO — Direct Participation Programs Representative Examination
Passed Jan 2023About the Series 22TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view James E Hackett III's CRS (Customer Relationship Summary).
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