RP
Raymond D. Piccirillo
HBKS WEALTH ADVISORS
ERIE, PA 16507
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CRD#: 2087302
RP
Professional summary
Raymond Dean Piccirillo, CFP® is a registered financial advisor currently at HBKS WEALTH ADVISORS located in Erie, Pennsylvania and PURSHE KAPLAN STERLING INVESTMENTS located in Ft. Myers, Florida.
Raymond is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Raymond has worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 28 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) HBK SORCE ADVISORY, LLC;DBA HBKS WEALTH ADVISORS YES; 8010 SUMMERLIN LAKES DRIVE, FORT MYERS, FL 33907; INVESTMENT ADVISORY BUSINESS; INVESTMENT ADVISOR REPRESENTATIVE; 01/2009; 160HRS/MO; 8HRS DURING TRADING; CONTINOUS AND ONGOING MANAGEMENT SERVICES TO CLIENTS. 2) HBK SORCE HOLDINGS LLC; YES; 7620 MARKET STREET, SUITE 202 BOARDMAN, OH 44512; DIRECT OWNER; 1/5/09; 0HRS; 0HRS; N/A 3) HBK SORCE INSURANCE LLC; YES; 5121 ZUCK ROAD, ERIE, PA 16506; INSURANCE AGENCY; AGENT, PRESIDENT; 1/5/09; 10HRS/MO; LESS THAN 1 HR; INSURANCE AGENT. 4) HBK ALLIANCE REALTY CO., LLC; HBK ERIE REALTY CO., LLC; HBK FORT MYERS REALTY LLC; HBK HERMITAGE REALTY LLC; HBK MEADVILLE REALTY CO., LLC; HBK NAPLES REALTY LLC; ALL LOCATED AT 6603 SUMMIT DRIVE, CANFIELD, OH 44406; PASSIVE OWNER 5) CAPE CORAL COMMUNITY FOUNDATION INVESTMENT COMMITTEE-NOT INVESTMENT RELATED-1405 SE 47TH ST, CAPE CORAL, FL 33914-NON-PROFIT-MEMBER-1405 SE 47TH ST, CAPE CORAL, FL 33914-NON-PROFIT-MEMBER-1/2/16-5 HRS MONTH-0 DURING TRADING HRS-ATTENDS MEETINGS, LISTENS TO PRESENTATIONS FROM THE FOUNDATIONS INVESTMENT CONSULTANT, ASKS QUESTIONS, DISCUSSES IDEA WITH OTHER COMMITTEE MEMBER. 6) HBK FINANCIAL HOLDINGS, LLC. NOT INVESTMENT RELATED. 6603 SUMMIT DRIVE, CANFIELD, OH 44406. HOLDING COMPANY. OWNER/MEMBER. 01/2015. 0 HRS/MO; 0 DURING TRADING HOURS. PASSIVE ONLY. NO ACTIVE MANAGEMENT RESPONSIBILITIES. 7)CONSERVATION FOUNDATION OF THE GULF COAST. NOT INVESTMENT RELATED. 400 PALMETTO AVE, OSPREY, FL 34229. NONPROFIT. FINANCE COMMITTEE MEMBER. START DATE 11/2019. 6 HOURS PER MONTH, 0 DURING TRADING HOURS. ACTIVE FINANCE COMMITTEE MEMBER. 8) FLORIDA GULF COAST UNIVERSITY. NOT INVESTMENT RELATED. 10501 FGCU BLVD S, FY MYERS, FL 33965. PROFESSOR. START DATE 01/2021. 8 HOUR PER MONTH, 0 DURING TRADING HOURS. TEACHING ONE CLASS PER MONTH AT THE UNIVERSITY AS PART OF THE ECONOMICS AND FINANCE PROGRAM 9) HORIZON COUNCIL. Not Investment Related. 121 SE 26th Street, Suite 500, Fort Myers FL 33901. Economic Development authority. Member. Start 6/1/2022. 4 hours per month not during trading. Attend board meetings, vote on matters presented to the board. 10) GREATER FORT MYERS CHAMBER OF COMMERCE. Not Investment Related. 2310 Edward Dr, Fort Myers FL 33901. Non Profit. Board Member. Start 1/1/2014. 5 hours per month not during trading. Board Member. 11) Bradenton Area Economic Development Corporation; Not Investment Related; 4215 Concept Court, Bradenton, FL 34211; Board of Directors; State 4/1/2023; 1 hr/mo; 0 during trading; Sitting on board of directors- bridge between public and private sectors to lead economic development. 12) West Coast Black Theatre Troupe. Not Investment Related. 1012 N Orange Ave, Sarasota, FL 34236; Theatre Company. Start 09/01/2024. 1 hr/mo; 0 during trading; attend board meetings. 13) Elite Life Consulting. Not-Investment Related. 2170 Main St, Sarasota, Fl 34237. Consulting services. Member. 06/01/2025. 10hrs/month. 10 hrs/month during securities. Helping clients craft impactful brands and marketing strategies.
CRS (Client Relationship Summary) - RIA
Click below to view Raymond Dean Piccirillo's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1994
Experience
Current
June 6, 2001 - Present
HBKS WEALTH ADVISORS
Office #1: 235 West 6th Street, Erie, PA 16507Office #2: 8010 Summerlin Lakes Drive Suite 200, Ft. Myers, FL 33907RIA
CRD#: 112139
ERIE, PA
Current
January 2, 2009 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 8010 Summerlin Lake Drive Suite 200, Ft. Myers, FL 33907Office #2: 1777 Main Street Suite 301, Sarasota, FL 34236BD
CRD#: 35747
Ft. Myers, FL
Past
October 3, 2005 - January 7, 2009
SECURITIES AMERICA, INC.
BD
CRD#: 10205
ERIE, PA
Past
May 11, 2001 - October 5, 2005
CAP PRO BROKERAGE SERVICES, INC.
BD
CRD#: 103953
COLUMBUS, OH
Past
July 7, 1995 - May 18, 2001
OSAIC WEALTH, INC.
BD
CRD#: 23131
SCOTTSDALE, AZ
Past
October 17, 1990 - July 19, 1995
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
September 20, 1990 - July 19, 1995
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HW
HBKS WEALTH ADVISORS
HBK ADVISORY SERVICES LLC | PRESQUE ISLE CAPITAL MANAGEMENT | LEVEL 3 | HBKS WEALTH ADVISORS | HBK SORCE FINANCIAL LLC | HBK SORCE ADVISORY LLC
CRD#: 112139 / SEC#: 801-60424
RIA
Registered Investment Advisory firm - (7/19/2001 Approved)Ohio
Registered Investment Advisory firm - (11/28/2000 Terminated)Pennsylvania
Registered Investment Advisory firm - (10/29/2001 Terminated)Wyoming
Registered Investment Advisory firm - (11/9/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Florida(6/6/2001)
RR
Florida(1/16/2009)
RR
Illinois(9/7/2016)
RR
New Jersey(12/15/2014)
RR
Ohio(1/2/2009)
IAR
Pennsylvania(6/18/2001)
RR
Pennsylvania(1/2/2009)
IAR
Texas(11/18/2005)
RR
Virginia(1/2/2009)
RR
West Virginia(1/24/2017)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 28
Date: 9/6/2005
Introducing Broker/Dealer Financial Operations Principal ExaminationPrincipal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
HW
HBKS WEALTH ADVISORS
HBK ADVISORY SERVICES LLC | PRESQUE ISLE CAPITAL MANAGEMENT | LEVEL 3 | HBKS WEALTH ADVISORS | HBK SORCE FINANCIAL LLC | HBK SORCE ADVISORY LLC
CRD#: 112139 / SEC#: 801-60424
RIA
Registered Investment Advisory firm - (7/19/2001 Approved)Ohio
Registered Investment Advisory firm - (11/28/2000 Terminated)Pennsylvania
Registered Investment Advisory firm - (10/29/2001 Terminated)Wyoming
Registered Investment Advisory firm - (11/9/2017 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2725 Colonial Ave, Erie, PA 16506
Mailing Address
Phone number
(814) 836-5776
Established
Firm type
Fiscal year end
# of Employees
109
SEC notice filing (30 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 21,190 |
| AUM (Assets Under Management) | $ 7,661,939,874 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/25/2024 | ||
| 07/28/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
