Wayne F. Ouimette
Professional summary
Wayne Frederick Ouimette, who also goes by Wayne F Ouimette, Wayne Frederick Quimette, is a registered financial professional currently at BARON CAPITAL, INC. located in New York, New York.
Wayne is registered as a RR (Registered Representative) and started their career in finance in 1990. Wayne has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Wayne Frederick Ouimette's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 1, 2011 - Present
BARON CAPITAL, INC.
Office #1: 767 Fifth Avenue 49th Floor, New York, NY 10153December 7, 2005 - August 8, 2011
CLEARBRIDGE INVESTMENTS, LLC
December 1, 2005 - August 8, 2011
FRANKLIN DISTRIBUTORS, LLC
March 26, 2002 - December 21, 2005
CITIGROUP GLOBAL MARKETS INC.
December 19, 1994 - December 1, 2005
CITIGROUP GLOBAL MARKETS INC.
November 13, 1990 - January 22, 1991
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/8/2011)
(4/3/2012)
(2/13/2025)
(4/10/2015)
(4/10/2015)
(8/25/2017)
(2/14/2025)
(4/16/2015)
(2/13/2025)
(8/20/2019)
(11/21/2011)
(4/3/2012)
(4/3/2012)
(2/13/2025)
(2/12/2025)
(4/5/2012)
Exams
FINRA
Current Firm
BARON CAPITAL, INC.
CRD#: 10538 / SEC#: , 8-27533
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BARON CAPITAL GROUP, INC. | SHAREHOLDER | |
| BARON, RONALD STEPHEN | DIRECTOR, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | 13187 |
| BALTOVSKI, ALEXANDER | FINANCIAL & OPERATIONS PRINCIPAL, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 2350828 |
| BARON, DAVID ROBERT | DIRECTOR | 3245808 |
| BARON, MICHAEL R. | DIRECTOR | 4393612 |
| BEASLEY, LOUIS BARRETT | CHIEF COMPLIANCE OFFICER | 3156061 |
| GREENBERG, CLIFFORD | DIRECTOR AND SENIOR VICE PRESIDENT | 2292041 |
| NAGLER, ANITA MARIE | DIRECTOR | 2503631 |
| PATALINO, PATRICK MICHAEL | SVP, CHIEF OPERATING OFFICER | 4481185 |
| PECK, ANDREW JOSHUA | DIRECTOR AND SENIOR VICE PRESIDENT | 5348729 |
| ROBBINS, SUSAN JAN | DIRECTOR AND VICE PRESIDENT | 840688 |
| TREGLIA, KRISTINE F | VP, CHIEF LEGAL OFFICER | 6384500 |
Disclosures
| Regulatory Event | 8 |
Red Flags
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