Luther A. Lockwood

MBL ADVISORS

Charlotte, NC 28204

Some features on this profile are disabled

CRD#: 2082331

Professional summary

Luther Amos Lockwood II, ChFC®, CLU®, who also goes by Luther A Lockwood II, Luther Amos Lockwood, is a registered financial advisor currently at MBL ADVISORS located in Charlotte, North Carolina and M HOLDINGS SECURITIES, INC. located in Charlotte, North Carolina.

Luther is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Luther has worked at 5 firms and has passed the Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Luther A Lockwood Ii | Luther Amos Lockwood

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Luther Amos Lockwood II's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

ChFC^®

Chartered Financial Consultant

CLU^®

Chartered Life Underwriter

Experience

Current

November 13, 2019 - Present

MBL ADVISORS

Office #1: 301 S. Mcdowell Street Suite 1100, Charlotte, NC 28204

RIA

CRD#: 305176

Charlotte, NC

Current

March 13, 2009 - Present

M HOLDINGS SECURITIES, INC.

Office #1: 301 S Mcdowell Street, Suite 1100, Charlotte, NC 28204

RIA

CRD#: 43285

Charlotte, NC

Past

November 29, 2010 - January 30, 2020

M HOLDINGS SECURITIES, INC.

RIA

CRD#: 43285

CHARLOTTE, NC

Past

February 8, 1996 - March 13, 2009

WELLS FARGO INSURANCE SERVICES INVESTMENT ADVISORS, INC.

CRD#: 35419

CHARLOTTE, NC

Past

March 22, 1993 - February 8, 1996

INTERPACIFIC INVESTORS SERVICES, INC.

CRD#: 4879

SEATTLE, WA

Past

August 15, 1990 - December 31, 1992

EQUITY SERVICES, INC.

CRD#: 265

MONTPELIER, VT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MBL ADVISORS

MBL ADVISORS | MBL WEALTH, LLC

CRD#: 305176 / SEC#: 801-117591

RIA

Registered Investment Advisory firm - (11/7/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alaska
(3/13/2009)

California
(3/13/2009)

Connecticut
(3/13/2009)

Delaware
(3/13/2009)

District of Columbia
(5/28/2025)

Florida
(3/13/2009)

Georgia
(3/13/2009)

Illinois
(11/29/2016)

Maryland
(5/28/2025)

Missouri
(7/30/2025)

New York
(8/5/2025)

North Carolina
(3/13/2009)

IAR

North Carolina
(11/13/2019)

Oklahoma
(8/5/2025)

Pennsylvania
(7/30/2025)

South Carolina
(3/13/2009)

Texas
(11/29/2016)

Virginia
(3/13/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 10/23/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 8/13/1990

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

MBL ADVISORS

MBL ADVISORS | MBL WEALTH, LLC

CRD#: 305176 / SEC#: 801-117591

RIA

Registered Investment Advisory firm - (11/7/2019 Approved)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

301 S. Mcdowell Street Suite 1100, Charlotte, NC 28204

Mailing Address

Phone number

(704) 333-8461

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MBL WEALTH ADV PART 2A BROCHURE (3/11/2026)

Regulatory assets under management

Total Number of Accounts	1,156
AUM (Assets Under Management)	$ 1,422,868,828

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

David Thompson

SPARTA WEALTH PARTNERS

IAR

CHARLOTTE, NC

Andrew Digirolamo

PFS INVESTMENTS INC.

Charlotte, NC

Jon Hoyle

ZERO DAY CAPITAL ENTERPRISES LLC

WEST POINT, NY

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Luther A. Lockwood

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Luther Amos Lockwood II's CRS (Customer Relationship Summary).

Certified licenses

Experience

MBL ADVISORS

M HOLDINGS SECURITIES, INC.

M HOLDINGS SECURITIES, INC.

WELLS FARGO INSURANCE SERVICES INVESTMENT ADVISORS, INC.

INTERPACIFIC INVESTORS SERVICES, INC.

EQUITY SERVICES, INC.

Primary Firm SEC Registration

MBL ADVISORS

State Registrations and Notice Filings

Exams

Series 63

Date: 10/23/1990

SIE

Date: 10/1/2018

Series 6

Date: 8/13/1990

FINRA

Current Firm

MBL ADVISORS

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MBL ADVISORS

TRUST BUT VERIFY

Similar Advisors