LL
Luther A. Lockwood
MBL ADVISORS
Charlotte, NC 28204
Some features on this profile are disabled
CRD#: 2082331
LL
Professional summary
Luther Amos Lockwood II, ChFC®, CLU®, who also goes by Luther A Lockwood II, Luther Amos Lockwood, is a registered financial advisor currently at MBL ADVISORS located in Charlotte, North Carolina and M HOLDINGS SECURITIES, INC. located in Charlotte, North Carolina.
Luther is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Luther has worked at 5 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Luther A Lockwood Ii | Luther Amos Lockwood
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. MBL ADVISORS, INC.; 1017 E. MOREHEAD STREET SUITE 100 CHARLOTTE, NC 28204; INSURANCE AGENCY; MANAGING PRINCIPAL; INVESTMENT RELATED; INSURANCE; 11/07/2019; 80 HOURS PER MONTH; 80 HOURS PER MONTH DURING TRADING HOURS. 2. MBL WEALTH LLC; 1017 EAST MOREHEAD STREET, SUITE 100, CHARLOTTE, NC 28204; CEO; 11/07/2019; WEALTH & INVESTMENT MANAGEMENT, CORPORATE INVESTMENT ADVISORY; INVESTMENT RELATED; 80 HOURS/MONTH; 80 HOURS/MONTH DURING BUSINESS HOURS. 3. ATRIUM HEALTH FOUNDATION BOARD; 208 EAST BOULEVARD, CHARLOTTE, NC 28203; VICE CHAIRMAN; SINCE 12/09/2015; THIS IS A 501C3 ORGANIZATION THAT IS A PRIMARY CHARITY FOR ATRIUM HEALTH; NOT INVESTMENT RELATED; 4 HOURS/MONTH; 4 HOURS/MONTH DURING BUSINESS HOURS; NO COMPENSATION 4. ADVOCATE HEALTH; 100 BLYTHE BLVD CHARLOTTE, NC 28204; NON-PROFIT HOSPITAL; INVESTMENT RELATED; COMMITTEE MEMBER; COMMITTEE MEETINGS AND PROVIDE INPUT ON INVESTMENT PERFORMANCE; 02/15/2023; 1 HOUR PER MONTH; 1 HOUR PER MONTH DURING TRADING HOURS. 5. CHAIRMAN OF THE SELECTION COMMITTEE FOR THE PATRICK H. MELL LEADERSHIP FUND AT THE UNIVERSITY OF GEORGIA FOUNDATION. 6. THREE NAMES, LLC; 610 MUSEUM DRIVE, CHARLOTTE, NC 28207; 1/1/2011; MANAGING MEMBER; PERSONAL INVESTMENTS; INVESTMENT RELATED; 10 HOURS/MONTH; 10 HOURS/MONTH DURING BUSINESS HOURS; PROFITS. 7. ML BIO SOLUTIONS, INC.; 100 N. TRYON STREET, SUITE 4100, CHARLOTTE, NC 28202; 07/01/2019; PRESIDENT; MANAGES CLINICAL TRIALS FROM MCCOLL LOCKWOOD LAB; INVESTMENT RELATED; 8 HOURS/MONTH; 8 HOURS/MONTH DURING BUSINESS HOURS; EXPENSE REIMBURSEMENT, OWNERSHIP, WAGES, SALARY, TIPS. 8. HOME AVENUE PARTNERS LLC; 610 MUSEUM DRIVE, CHARLOTTE, NC 28207; 10/10/2017; PRESIDENT; FAMILY LIMITED PARTNERSHIP; INVESTMENT RELATED; 1 HOUR/MONTH; 1 HOUR/MONTH DURING BUSINESS HOURS; OWNERSHIP. 9. ONE DIRECT HEALTH NETWORK, INC., 2964 PEACHTREE ROAD NW, ATLANTA, GA 30305; JAN 31, 2018; BOARD OF DIRECTORS; NOT INVESTMENT RELATED; 2 HOURS/MONTH, 2 HOURS/MONTH DURING BUSINESS HOURS; EXPENSE REIMBURSEMENT; OWNERSHIP. 10. UGA INTERFRATERNITY COUNCIL; 153 TATE STUDENT CENTER, UNIVERSITY OF GEORGIA, ATHENS, GA 30602; 01/13/2021; ALUMNI BOARD MEMBER; QUARTERLY MEETINGS TO DISCUSS DISTRIBIUTIONS REQUESTED FROM STUDENT LEADERS OF THE INTERFRATERNITY COUNCIL; NOT INVESTMENT RELATED; 1 HOUR/MONTH; 0 HOURS/MONTH DURING BUSINESS HOURS; NO COMPENSATION. 11. CORVIVO CARDIOVASCULAR INC; 1100 OLD ELLIS ROAD, ROSWELL GA 30076; DEVELOP AND DISTRIBUTE REGENERATIVE HEART PRODUCTS; NOT INVESTMENT RELATED; DIRECTOR; SERVE ON BOARD OF DIRECTORS; 05/15/2024; 1 HOUR/MONTH; 1 HOURS/MONTH DURING BUSINESS HOURS 12. ATRIUM HEALTH; 1111 METROPOLITAN AVE SUITE 800 CHARLOTTE, NC 28204; NON-PROFIT HOSPITAL; NOT INVESTMENT RELATED; BOARD OF COMMISSIONERS; BOARD MEETINGS, FINANCE COMMITTEE AND ATRIUM HEALTH FOUNDATION BOARD MEETINGS; 07/01/2023; 1 HOUR PER MONTH; 1 HOUR PER MONTH DURING TRADING HOURS. 13. M FINANCIAL GROUP; 1125 NW COUCH STREET, SUITE 900, PORTLAND, OR 97209; BOARD OF DIRECTORS; INVESTMENT RELATED; BOARD MEMBER; SERVING AS BOARD MEMBER FOR THE BENEFIT OF THE MEMBERSHIP AND SHAREHOLDERS IN THE M COMMUNITY; 6/12/2025; 10 HR/MO; 10 HR/MO DURING TRADING HOURS. 14. NORTH CAMPUS PROPERTIES, LLC; 131 E. BROAD STREET, UNIT 705, ATHENS, GA 30601; HOLDING COMPANY FOR RENTAL PROPERTY; MANAGING MEMBER; OUTSOURCED PROPERTY MANAGEMENT; 12/2/2024; 1 HO/MO; O HR/MO DURING TRADING HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view Luther Amos Lockwood II's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
November 13, 2019 - Present
MBL ADVISORS
Office #1: 301 S. Mcdowell Street Suite 1100, Charlotte, NC 28204RIA
CRD#: 305176
Charlotte, NC
Current
March 13, 2009 - Present
M HOLDINGS SECURITIES, INC.
Office #1: 301 S Mcdowell Street, Suite 1100, Charlotte, NC 28204RIA
BD
CRD#: 43285
Charlotte, NC
Past
November 29, 2010 - January 30, 2020
M HOLDINGS SECURITIES, INC.
RIA
CRD#: 43285
CHARLOTTE, NC
Past
February 8, 1996 - March 13, 2009
WELLS FARGO INSURANCE SERVICES INVESTMENT ADVISORS, INC.
BD
CRD#: 35419
CHARLOTTE, NC
Past
March 22, 1993 - February 8, 1996
INTERPACIFIC INVESTORS SERVICES, INC.
BD
CRD#: 4879
SEATTLE, WA
Past
August 15, 1990 - December 31, 1992
EQUITY SERVICES, INC.
BD
CRD#: 265
MONTPELIER, VT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MA
MBL ADVISORS
MBL ADVISORS | MBL WEALTH, LLC
CRD#: 305176 / SEC#: 801-117591
RIA
Registered Investment Advisory firm - (11/7/2019 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(3/13/2009)
RR
California(3/13/2009)
RR
Connecticut(3/13/2009)
RR
Delaware(3/13/2009)
RR
District of Columbia(5/28/2025)
RR
Florida(3/13/2009)
RR
Georgia(3/13/2009)
RR
Illinois(11/29/2016)
RR
Maryland(5/28/2025)
RR
Missouri(7/30/2025)
RR
New York(8/5/2025)
RR
North Carolina(3/13/2009)
IAR
North Carolina(11/13/2019)
RR
Oklahoma(8/5/2025)
RR
Pennsylvania(7/30/2025)
RR
South Carolina(3/13/2009)
RR
Texas(11/29/2016)
RR
Virginia(3/13/2009)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MA
MBL ADVISORS
MBL ADVISORS | MBL WEALTH, LLC
CRD#: 305176 / SEC#: 801-117591
RIA
Registered Investment Advisory firm - (11/7/2019 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
301 S. Mcdowell Street Suite 1100, Charlotte, NC 28204
Mailing Address
Phone number
(704) 333-8461
Established
Firm type
Fiscal year end
# of Employees
13
SEC notice filing (5 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 951 |
| AUM (Assets Under Management) | $ 1,142,902,910 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/17/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
