DB
David Bendix
THE BENDIX FINANCIAL GROUP
Garden City, NY 11530
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CRD#: 2081745
DB
Professional summary
David Bendix, CFP® is a registered financial advisor currently at THE BENDIX FINANCIAL GROUP, INC. located in Garden City, New York and OSAIC WEALTH, INC. located in Garden City, New York.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. David has worked at 3 firms and has passed the Series 63, Series 52TO, SIE, Series 7, Series 6, Series 53 and Series 24 exams.
Question & Answer
What are your service offerings?
Insurance Planning
Retirement Planning
Comprehensive Financial Planni...
Investment Planning
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) THE BENDIX FINANCIAL GROUP, INC. POSITION: President NATURE: Corporation - INVESTMENT RELATED: Yes NUMBER OF HOURS: 125 SECURITIES TRADING HOURS: 100 START DATE: 06/18/1999 ADDRESS: 585 Stewart Ave., Suite 314, Garden City NY 11530, United States DESCRIPTION: Investment Advisor 2) DAVID BENDIX POSITION: Owner - NATURE: Sole Proprietorship - INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 05/01/1991 ADDRESS: 585 Stewart Ave., Suite 314, Garden City NY 11530, United States DESCRIPTION: Sales of Indivdiual Life / Health Insurance 3) DAVID BENDIX, CPA POSITION: Owner - NATURE: Sole Proprietorship - INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 01/01/1990 ADDRESS: 585 Stewart Ave., Suite 314, Garden City NY 11530, United States DESCRIPTION: Individual Tax Preparation
CRS (Client Relationship Summary) - RIA
Click below to view David Bendix's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1991
Experience
Current
August 12, 2021 - Present
THE BENDIX FINANCIAL GROUP, INC.
Office #1: 585 Stewart Ave., Suite 314, Garden City, NY 11530RIA
CRD#: 118999
Garden City, NY
Current
May 16, 1991 - Present
OSAIC WEALTH, INC.
Office #1: 585 Stewart Ave Suite 314, Garden City, NY 11530RIA
BD
CRD#: 23131
Garden City, NY
Past
August 16, 1990 - May 15, 1991
USLIFE EQUITY SALES CORP.
BD
CRD#: 7962
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TB
THE BENDIX FINANCIAL GROUP, INC.
THE BENDIX FINANCIAL GROUP, INC.
CRD#: 118999 / SEC#: 801-80004
RIA
Registered Investment Advisory firm - (7/2/2014 Approved)New York
Registered Investment Advisory firm - (3/11/2015 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(3/24/2003)
RR
California(11/18/1993)
RR
Colorado(8/20/2013)
RR
Connecticut(3/31/1998)
RR
Delaware(10/16/2023)
RR
District of Columbia(1/28/2016)
RR
Florida(4/3/1998)
IAR
Florida(8/20/2021)
RR
Georgia(11/4/2015)
RR
Illinois(5/5/2011)
RR
Maryland(10/25/2011)
RR
Massachusetts(5/12/2015)
RR
Minnesota(9/7/2017)
RR
Nevada(3/10/1997)
RR
New Jersey(10/26/1992)
RR
New York(5/16/1991)
IAR
New York(8/12/2021)
RR
North Carolina(10/25/2023)
RR
Pennsylvania(7/30/2020)
RR
Rhode Island(2/12/2024)
RR
South Carolina(11/4/2015)
RR
Texas(1/26/2009)
RR
Utah(9/21/2021)
RR
Washington(6/29/2005)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TB
THE BENDIX FINANCIAL GROUP, INC.
THE BENDIX FINANCIAL GROUP, INC.
CRD#: 118999 / SEC#: 801-80004
RIA
Registered Investment Advisory firm - (7/2/2014 Approved)New York
Registered Investment Advisory firm - (3/11/2015 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
585 Stewart Ave., Suite 314, Garden City, NY 11530
Mailing Address
Phone number
(516) 228-8300
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 212 |
| AUM (Assets Under Management) | $ 167,200,453 |
Red Flags
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