GM
Gregory R. Metcalf
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Steubenville, OH 43952
Some features on this profile are disabled
CRD#: 2078821
GM
Professional summary
Gregory Ralph Metcalf, AIF®, who also goes by Greg Metcalf, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Steubenville, Ohio and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Steubenville, Ohio.
Gregory is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Gregory has worked at 10 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Greg Metcalf
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) CARDINAL WEALTH MANAGEMENT, 626 NORTH 4TH STREET STE 101 STEUBENVILLE OH, 09/2013, INV REL, OWNER/CEO, DBA, 40/WK 7.5 TRADING 2) ANCIENT ACCEPTED SCOTTISH RITE, 227 North 4th Street, STEUBENVILLE OH 43952, Board Member, Board Member/Officer/Director/Committee Member/Board Trustee, 04/2002, NIR, 4/MO- 0/TRADING 3) VALLEY OF STEUBENVILLE ACCEPTED SCOTTISH RITE, 227 North 4th Street, STEUBENVILLE OH 43952, INITIATED MEMBER, 04/2002, NIR, 4 HR/MO 0 HR/MO TRADING 4) MASONIC LODGE NUMBERS 45 AND 691, 227 NORTH 4TH STREET STEUBENVILLE OH, INITIATED MEMBER, 04/2002, NIR, MEMBER, 1 HR/MO 0 HR/MO TRADING 5) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, AS ADVISORY REP OF A RIA. INV REL, 11/2020, 80 HR/MO 80 HR/MO TRADING 6) VALLEY OF STEUBENVILLE 33RD ASSOCIATION, 227 North 4th Street, Steubenville OH 43952, Member of the organization, Volunteer, 08/2017, NIR, 2 HR/MO 0/TRADING HR 7) CARDINAL WEALTH MANAGEMENT, 626 NORTH 4TH STREET STE101 STEUBENVILLE OH, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 09/3013, INV REL, OWNER/CEO- 5 HR/MO 5 HR/MO TRADING 8) JEFFERSON COUNTY DEMOCRAT PARTY EXECUTIVE PARTY, STEUBENVILLE OH 43953, 02/2023, BOARD MEMBER, POLITICAL, NIR, 5 HR/MO 5 HR/MO TRADING 9) DEPUTY REPRESENTATIVE FOR THE VALLEY OF STEUBENVILLE AASR TO THE STATE OF OHIO DEPUTY, 227 North 4th Street, Steubenville OH 43952, 06/2024, Deputy's Representative, Non-profit fraternal organization, NIR, 30 HR/MO 0 HR/MO TRADING 10) FRANCISCAN UNIVERSITY OF STEUBENVILLE, 1235 University Blvd., Steubenville OH 43952, 09/2024, Coach, Employee (receive a W-2), NIR, 32 HR/MO, 0 HR/MO TRADING.
CRS (Client Relationship Summary) - RIA
Click below to view Gregory Ralph Metcalf's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
November 3, 2020 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 626 North 4th Street Suite 101, Steubenville, OH 43952RIA
CRD#: 134139
Steubenville, OH
Current
November 3, 2020 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 626 North 4th St. Suite 101, Steubenville, OH 43952BD
CRD#: 39543
Steubenville, OH
Past
September 4, 2013 - November 4, 2020
FIRST ALLIED ADVISORY SERVICES, INC.
RIA
CRD#: 137888
STEUBENVILLE, OH
Past
September 4, 2013 - November 4, 2020
FIRST ALLIED SECURITIES, INC.
BD
CRD#: 32444
STEUBENVILLE, OH
Past
November 25, 2002 - September 6, 2013
OSAIC WEALTH, INC.
RIA
CRD#: 23131
WEIRTON, WV
Past
September 17, 1999 - September 6, 2013
OSAIC WEALTH, INC.
BD
CRD#: 23131
WEIRTON, WV
Past
April 3, 1997 - November 1, 1999
HAZLETT, BURT & WATSON, INC.
BD
CRD#: 396
WHEELING, WV
Past
November 9, 1995 - March 6, 1997
J.J.B. HILLIARD, W.L. LYONS, LLC
BD
CRD#: 453
LOUISVILLE, KY
Past
November 11, 1993 - November 20, 1995
FINANCIAL HORIZONS SECURITIES CORPORATION
BD
CRD#: 20221
Past
April 24, 1993 - November 10, 1993
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Past
July 27, 1990 - February 16, 1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
BD
CRD#: 680
NEWARK, NJ
Past
July 27, 1990 - February 16, 1993
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/2/2025)
RR
Arizona(11/19/2020)
RR
Colorado(5/3/2024)
RR
Connecticut(11/5/2020)
RR
Florida(11/3/2020)
RR
Indiana(3/30/2021)
RR
Kentucky(11/3/2020)
RR
Louisiana(10/23/2025)
RR
New York(11/3/2020)
RR
North Carolina(11/13/2020)
RR
Ohio(11/3/2020)
IAR
Ohio(11/3/2020)
RR
Pennsylvania(11/3/2020)
RR
South Carolina(11/9/2020)
RR
Texas(11/3/2020)
IAR
Texas(11/3/2020)
RR
Virginia(11/3/2020)
RR
Washington(1/31/2022)
RR
West Virginia(11/3/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
