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DJ

Deborah A. Joseph

US TIGER SECURITIES
New York, NY 10022
Some features on this profile are disabled
CRD#: 2078548
DJ

Professional summary

Deborah A Joseph, who also goes by Deborah Annmarie Joseph, Deborah Joseph, is a registered financial professional currently at US TIGER SECURITIES, INC. located in New York, New York and TRADEUP SECURITIES, INC. located in New York, New York.

Deborah is registered as a RR (Registered Representative) and started their career in finance in 1999. Deborah has worked at 10 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Deborah Annmarie Joseph | Deborah Joseph

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Deborah A Joseph's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 26, 2026 - Present

US TIGER SECURITIES, INC.

Office #1: 437 Madison Ave 27th Floor, New York, NY 10022
BD
CRD#: 120583
New York, NY
Current

January 26, 2026 - Present

TRADEUP SECURITIES, INC.

Office #1: 437 Madison Ave 27th Floor, New York, NY 10022
BD
CRD#: 18483
New York, NY
Past

March 28, 2025 - September 5, 2025

PROFINANCIAL, INC.

BD
CRD#: 15345
NEW YORK, NY
Past

May 17, 2023 - September 5, 2025

PROMETHEUM EMBER CAPITAL

BD
CRD#: 312784
New York, NY
Past

July 16, 2021 - September 5, 2025

PROMETHEUM ATS

BD
CRD#: 311636
New York, NY
Past

September 29, 2020 - June 21, 2021

TZERO MARKETS

BD
CRD#: 304537
JERSEY CITY, NJ
Past

March 27, 2019 - June 21, 2021

TZERO SECURITIES, LLC

BD
CRD#: 123421
JERSEY CITY, NJ
Past

March 27, 2019 - June 21, 2021

SPEEDROUTE LLC

BD
CRD#: 104138
JERSEY CITY, NJ
Past

July 13, 2000 - November 8, 2018

BLOOMBERG TRADEBOOK LLC

BD
CRD#: 40881
NEW YORK, NY
Past

June 22, 1999 - September 30, 1999

HAPOALIM SECURITIES USA, INC.

BD
CRD#: 266
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(1/26/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 8/31/1999
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/21/1999
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 1/25/2011
General Securities Principal Examination
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange

Current Firm

TS
TRADEUP SECURITIES, INC.
MARSCO INVESTMENT CORPORATION | TRADEUP SECURITIES, INC.

CRD#: 18483 / SEC#: , 8-36754

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
437 Madison Ave 27th Floor, New York, NY 10022
Mailing Address
437 Madison Ave 27th Floor, New York, NY 10022
Phone number
(973) 228-2886
Established
New Jersey since 09/03/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
TIGER FINTECH HOLDINGS INC.DOMESTIC ENTITY
HUANG, LEIBOARD OF DIRECTOR5248191
HUANG, LEICEO5248191
LIANG, CEHEAD OF FINANCE/ PFO7554601
LIU, YOUQINGFINOP/POO/CFO5893930
LUPO, VINCENT JR.CHIEF OPERATIONS OFFICER1478037
YE, GUANWUCCO5985247

Disclosures

Regulatory Event4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TRADEUP SECURITIES, INC.

CRD#: 18483New York, NY 10022

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