TT
Thomas B. Tyson
NATIONWIDE INVESTMENT ADVISORS
COLUMBUS, OH 43215
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CRD#: 2078370
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Professional summary
Thomas Buckley Tyson, CIMA® is a registered financial advisor currently at NATIONWIDE INVESTMENT ADVISORS, LLC located in Columbus, Ohio and NATIONWIDE INVESTMENT SERVICES CORPORATION located in Downers Grove, Illinois.
Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Thomas has worked at 6 firms and has passed the Series 65, Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Buckley Tyson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
March 10, 2020 - Present
NATIONWIDE INVESTMENT ADVISORS, LLC
Office #1: One Nationwide Plaza 03-07-202, Columbus, OH 43215RIA
CRD#: 142373
COLUMBUS, OH
Current
March 10, 2020 - Present
NATIONWIDE INVESTMENT SERVICES CORPORATION
BD
CRD#: 7110
Downers Grove, IL
Past
February 27, 2017 - October 11, 2019
INVESCO ADVISERS, INC.
RIA
CRD#: 105360
DOWNERS GROVE, IL
Past
June 1, 2010 - October 11, 2019
INVESCO DISTRIBUTORS, INC.
BD
CRD#: 7369
DOWNERS GROVE, IL
Past
October 10, 2000 - June 1, 2010
INVESCO CAPITAL MARKETS, INC.
BD
CRD#: 6939
OAKBROOK TERRACE, IL
Past
May 7, 1997 - September 28, 2000
FUNDS DISTRIBUTOR, LLC
BD
CRD#: 7174
PORTLAND, ME
Past
February 1, 1993 - March 25, 1996
INVESCO CAPITAL MARKETS, INC.
BD
CRD#: 6939
HOUSTON, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NI
NATIONWIDE INVESTMENT ADVISORS, LLC
NATIONWIDE INVESTMENT ADVISORS, LLC
CRD#: 142373 / SEC#: 801-52664
RIA
Registered Investment Advisory firm - (8/30/1996 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/10/2020)
RR
Alaska(3/10/2020)
RR
Arizona(3/10/2020)
RR
Arkansas(3/10/2020)
RR
California(3/10/2020)
RR
Colorado(3/10/2020)
RR
Connecticut(3/10/2020)
RR
Delaware(3/10/2020)
RR
District of Columbia(3/10/2020)
RR
Florida(3/10/2020)
RR
Georgia(3/10/2020)
RR
Hawaii(3/10/2020)
RR
Idaho(3/10/2020)
RR
Illinois(3/10/2020)
RR
Indiana(3/10/2020)
RR
Iowa(3/10/2020)
RR
Kansas(3/10/2020)
RR
Kentucky(3/10/2020)
RR
Louisiana(3/10/2020)
RR
Maine(3/10/2020)
RR
Maryland(3/10/2020)
RR
Massachusetts(3/10/2020)
RR
Michigan(3/10/2020)
RR
Minnesota(3/10/2020)
RR
Mississippi(3/10/2020)
RR
Missouri(3/10/2020)
RR
Montana(3/10/2020)
RR
Nebraska(3/10/2020)
RR
Nevada(3/10/2020)
RR
New Hampshire(3/10/2020)
RR
New Jersey(3/10/2020)
RR
New Mexico(3/10/2020)
RR
New York(3/10/2020)
RR
North Carolina(3/10/2020)
RR
North Dakota(3/10/2020)
RR
Ohio(3/10/2020)
IAR
Ohio(3/10/2020)
RR
Oklahoma(3/10/2020)
RR
Oregon(3/10/2020)
RR
Pennsylvania(3/10/2020)
RR
Puerto Rico(3/10/2020)
RR
Rhode Island(3/10/2020)
RR
South Carolina(3/10/2020)
RR
South Dakota(3/10/2020)
RR
Tennessee(3/10/2020)
RR
Texas(3/10/2020)
RR
Utah(3/10/2020)
RR
Vermont(3/10/2020)
RR
Virginia(3/10/2020)
RR
Washington(3/10/2020)
RR
West Virginia(3/10/2020)
RR
Wisconsin(3/10/2020)
RR
Wyoming(3/10/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
NI
NATIONWIDE INVESTMENT ADVISORS, LLC
NATIONWIDE INVESTMENT ADVISORS, LLC
CRD#: 142373 / SEC#: 801-52664
RIA
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Contact information
Main Address
One Nationwide Plaza 03-07-202, Columbus, OH 43215
Mailing Address
Phone number
(614) 435-8371
Established
Firm type
Fiscal year end
# of Employees
417
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 270,365 |
| AUM (Assets Under Management) | $ 15,686,000,000 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/25/2024 | ||
| 01/26/2024 | ||
| 10/26/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
