Michael J. Crinieri

OPTIVER EXECUTION SERVICES LLC

New York, NY 10010

Some features on this profile are disabled

CRD#: 2075924

Professional summary

Michael Joseph Crinieri, who also goes by Mike Crinieri, is a registered financial professional currently at OPTIVER EXECUTION SERVICES LLC located in New York, New York.

Michael is registered as a RR (Registered Representative) and started their career in finance in 1996. Michael has worked at 3 firms and has passed the Series 63, Series 57TO, SIE, Series 3, Series 55, Series 7, Series 10 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Mike Crinieri

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Joseph Crinieri's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 28, 2025 - Present

OPTIVER EXECUTION SERVICES LLC

Office #1: 360 Park Avenue South Suite 1200, New York, NY 10010

CRD#: 316308

New York, NY

Past

April 13, 2000 - July 25, 2024

GOLDMAN SACHS & CO. LLC

CRD#: 361

WEST PALM BEACH, FL

Past

June 20, 1996 - April 12, 2000

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(8/28/2025)

California
(8/28/2025)

Connecticut
(8/28/2025)

Florida
(8/28/2025)

Illinois
(8/28/2025)

Massachusetts
(8/28/2025)

Montana
(8/28/2025)

New Jersey
(8/28/2025)

New York
(8/28/2025)

Pennsylvania
(8/28/2025)

Puerto Rico
(8/28/2025)

Rhode Island
(8/28/2025)

Texas
(8/28/2025)

Virginia
(8/28/2025)

Washington
(8/28/2025)

Exams

State Security Law Exam

Series 63

Date: 8/8/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 5/30/2002

National Commodity Futures Examination

General Industry/Product Exam

Series 55

Date: 2/1/2001

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 6/12/1996

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 1/2/2023

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 24

Date: 9/4/2002

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

OPTIVER EXECUTION SERVICES LLC

CRD#: 316308 / SEC#: , 8-70932

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

130 E Randolph Street Suite 800, Chicago, IL 60601

Mailing Address

130 E Randolph Street Suite 800, Chicago, IL 60601

Phone number

(312) 821-9500

Established

Illinois since 07/29/2021

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (15 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
OPTIVER VENTURES PARTNERSHIP US LP	PARENT COMPANY
COLEMAN, KEVIN PAUL	CHIEF COMPLIANCE OFFICER	6254324
DEATON, MICHAEL WILLIAM	CHIEF FINANCIAL OFFICER	2964800
LEES, JUSTIN TERENCE	HEAD OF SALES TRADING	6077317
WADE, ASHLEY K	FINOP	6588506

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Peter Kettle

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Brooklyn, NY

Richard Dragotta

LPL FINANCIAL LLC

IAR

Paramus, NJ

Diane Finnerty

MORGAN STANLEY

IAR

New York, NY

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Michael J. Crinieri

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Joseph Crinieri's CRS (Customer Relationship Summary).

Certified licenses

Experience

GOLDMAN SACHS & CO. LLC

MORGAN STANLEY & CO. LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/8/1996

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 3

Date: 5/30/2002

Series 55

Date: 2/1/2001

Series 7

Date: 6/12/1996

Series 10

Date: 1/2/2023

Series 24

Date: 9/4/2002

FINRA

Current Firm

OPTIVER EXECUTION SERVICES LLC

Contact information

FINRA licenses (15 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

OPTIVER EXECUTION SERVICES LLC

TRUST BUT VERIFY

Similar Advisors