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Donovan Livingston Reid

CRD# 2075632·Registered 1995 - 2015
Previously Registered: Being a previously registered professional could mean that Donovan is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Donovan Livingston Reid, who also goes by Donovan L Reid, was a registered financial advisor. Donovan was a previously registered financial professional and started their career in finance 1995 - 2015. Donovan had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Donovan L Reid

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Videos & Posts

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years in the financial services industry

Current & Past Employments

THE REID GROUP LLC·CRD# 130448
BD
New York, NY
September 13, 2004 - June 24, 2015
BANC OF AMERICA SECURITIES LLC·CRD# 26091
BD
New York, NY
September 19, 2000 - November 21, 2002
FIRST SECURITY INVESTMENTS, INC.·CRD# 24035
BD
Kingston, PA
July 15, 1998 - December 23, 1998
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
October 6, 1995 - February 24, 1997

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Current Firm

TR
THE REID GROUP LLC

THE REID GROUP LLC

CRD#: 130448 / SEC#: 8-66352
BD
Cancelled by SEC on 10/26/2016

Contact Information

Established

Delaware since 12/30/1998

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
REID, DONOVAN LIVINGSTONCHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER2075632
GEORGE, KENNETH RONALDFINOP2643369

Disclosures

Regulatory Event

3

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Dec 1995About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1995About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Jun 2015About the SIE exam

Series 3 — National Commodity Futures Examination

Passed Dec 1995About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Oct 1995About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Apr 2004About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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