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JR

John Kevin Redmond

CRD# 2074026·Registered 1990 - 2017
Previously Registered: Being a previously registered professional could mean that John is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

John Kevin Redmond, who also goes by John K Redmond, was a registered financial advisor. John was a previously registered financial professional and started their career in finance 1990 - 2017. John had worked at 7 firms and has passed the Series 63, SIE, Series 55, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

John K Redmond

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

36 years in the financial services industry

Current & Past Employments

DRIVEWEALTH INSTITUTIONAL LLC·CRD# 33038
BD
Springfield, NJ
May 2, 2014 - July 19, 2017
BARDOWN CAPITAL LLC·CRD# 158970
BD
Old Tappan, NJ
October 4, 2013 - May 13, 2014
BAYES CAPITAL LLC·CRD# 159644
BD
Westwood, NJ
October 2, 2013 - May 13, 2014
WINTERFLOOD SECURITIES INCORPORATED·CRD# 156960
BD
New York, NY
October 27, 2011 - April 25, 2014
HUDSON SECURITIES,INC.·CRD# 10467
BD
Jersey City, NJ
December 10, 2009 - January 20, 2011
MACQUARIE CAPITAL (USA) INC.·CRD# 36368
BD
New York, NY
March 2, 2007 - December 5, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
RIA
New York, NY
August 30, 2004 - February 16, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
July 26, 1990 - February 16, 2007

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Current Firm

DI
DRIVEWEALTH INSTITUTIONAL LLC

CUTTONE & CO., INC. | DRIVEWEALTH INSTITUTIONAL LLC | CUTTONE & CO., LLC

CRD#: 33038 / SEC#: 8-31461
BD
Terminated by SEC on 02/10/2026

Contact Information

Established

New York since 10/04/2016

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
DRIVEWEALTH HOLDINGS INC.SOLE MEMBER—
BLANGIARDO, ALESSIOFINANCIAL & OPERATIONS PRINCIPAL5600541
ILARIO, ANTHONYCHIEF OPERATING OFFICER2262100
MADARASZ, RONALD JOHNSENIOR MANAGER, INSTITUTIONAL SALES & TRADING1769473
METZGER, BARRY SCOTTCHIEF EXECUTIVE OFFICER4719211
POND, ERICROSFP6069469
QUINONES, VINCENT JOSEPHHEAD OF EXECUTION SERVICES4308610
TZANETEAS, ALEC MICHAELCHIEF COMPLIANCE OFFICER6983736

Disclosures

Regulatory Event

3

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1990About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Jul 2017About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Nov 1998

Series 7 — General Securities Representative Examination

Passed Jul 1990About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Aug 1996About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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