Peter J. Corrao
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Joseph Corrao was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1990. Peter had worked at 13 firms and has passed the Series 63, Series 56, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 14, 2011 - December 11, 2012
WTS PROPRIETARY TRADING GROUP LLC
August 31, 2001 - January 3, 2002
MAKEFIELD SECURITIES CORPORATION
November 19, 1997 - July 31, 1999
PARKER FINANCIAL CORP.
December 1, 1995 - May 21, 1997
H G I
April 24, 1995 - December 5, 1995
TUSCANY EQUITY MANAGEMENT CORPORATI0N
March 22, 1994 - April 4, 1995
A. T. BROD & CO. INC.
January 7, 1993 - March 30, 1994
ROBERT M. COHEN & CO., INC.
April 21, 1992 - December 2, 1992
ROBERT TODD FINANCIAL CORP.
October 21, 1991 - April 3, 1992
INVESTORS ASSOCIATES, INC.
September 18, 1991 - October 30, 1991
STRATTON OAKMONT INC.
April 4, 1991 - November 5, 1991
NEW ENGLAND SECURITIES
July 9, 1990 - April 3, 1991
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
July 9, 1990 - April 3, 1991
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 56
Date: 11/11/2011
Proprietary Trader Qualification ExaminationCurrent Firm
WTS PROPRIETARY TRADING GROUP LLC
CRD#: 148117 / SEC#: , 8-67986
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
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