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Peter Joseph Corrao

CRD# 2068252·Registered 1990 - 2012
Previously Registered: Being a previously registered professional could mean that Peter is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Peter Joseph Corrao was a registered financial advisor. Peter was a previously registered financial professional and started their career in finance 1990 - 2012. Peter had worked at 13 firms and has passed the Series 63, Series 56, Series 7, Series 6 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

36 years in the financial services industry

Current & Past Employments

WTS PROPRIETARY TRADING GROUP LLC·CRD# 148117
BD
New York, NY
November 14, 2011 - December 11, 2012
MAKEFIELD SECURITIES CORPORATION·CRD# 15271
BD
Stuart, FL
August 31, 2001 - January 3, 2002
PARKER FINANCIAL CORP.·CRD# 42140
BD
Valley Cottage, NY
November 19, 1997 - July 31, 1999
H G I·CRD# 14079
BD
Jericho, NY
December 1, 1995 - May 21, 1997
TUSCANY EQUITY MANAGEMENT CORPORATI0N·CRD# 20016
BD
Deerfield Beach, FL
April 24, 1995 - December 5, 1995
A. T. BROD & CO. INC.·CRD# 1319
BD
Cleveland, OH
March 22, 1994 - April 4, 1995
ROBERT M. COHEN & CO., INC.·CRD# 21806
BD
Great Neck, NY
January 7, 1993 - March 30, 1994
ROBERT TODD FINANCIAL CORP.·CRD# 7423
BD
New York, NY
April 21, 1992 - December 2, 1992
INVESTORS ASSOCIATES, INC.·CRD# 958
BD
Hackensack, NJ
October 21, 1991 - April 3, 1992
STRATTON OAKMONT INC.·CRD# 18692
BD
Lake Success, NY
September 18, 1991 - October 30, 1991
NEW ENGLAND SECURITIES·CRD# 615
BD
New York, NY
April 4, 1991 - November 5, 1991
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA·CRD# 680
BD
Newark, NJ
July 9, 1990 - April 3, 1991
PRUCO SECURITIES, LLC.·CRD# 5685
BD
Newark, NJ
July 9, 1990 - April 3, 1991

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Current Firm

WP
WTS PROPRIETARY TRADING GROUP LLC

WTS PROPRIETARY TRADING GROUP LLC

CRD#: 148117 / SEC#: 8-67986
BD
Terminated by SEC on 03/06/2015

Contact Information

Established

Delaware since 07/09/2008

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
WTS PTG HOLDINGS, LLCOWNER—
CLARK, CHESTER EDMONDCEO2486219
DISCENZA, PETER VINCENT JRCHIEF COMPLIANCE OFFICER4386342
JONES, WILLIAM RUSSELLOPERATIONS MANAGER2948251
LI, XIAOYANFINOP4465893

Disclosures

Regulatory Event

6

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1990About the Series 63 exam

Series 56 — Proprietary Trader Qualification Examination

Passed Nov 2011

Series 7 — General Securities Representative Examination

Passed Sep 1991About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jul 1990About the Series 6 exam

Series 24 — General Securities Principal Examination

Passed Feb 1996About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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