HM
Henry S. Meadows
WMS ADVISORS
Charlotte, NC 28210
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CRD#: 2068114
HM
Professional summary
Henry Sterling Meadows, who also goes by Hank Meadows, Henry Sterling Meadows, is a registered financial advisor currently at WMS ADVISORS, LLC located in Charlotte, North Carolina.
Henry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Henry has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Hank Meadows | Henry Sterling Meadows
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
HENRY S. MEADOWS AGENT POSITION: AGENT NATURE: INSURANCE SALES INVESTMENT RELATED: NO HOURS: 10 INVESTMENT RELATED HOURS: 10 START DATE: 04/17/1999 ADDRESS: 12104 WHIPPOORWILL LANE, ROCKVILLE MD 20852 DESCRIPTION: LIFE INSURANCE SALES SKMB, P.A. POSITION: Formal Tax Principal NATURE: Other OBA INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2024 ADDRESS: 12104 Whippoorwill Lane, Rockville MD 20852, United States DESCRIPTION: Closeout of a former CPA practice that has been merged into Marcum LLP MARCUM LLP POSITION: Accounting and Tax Senior Advisor NATURE: Other OBA INVESTMENT RELATED: No NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2024 ADDRESS: 1 Research Court, Rockville MD 20850, United States DESCRIPTION: Activities include the preparation and review of all types of federal and state tax returns including Individual (1040), Partnership (1065), Corporate (1120-1120S), Fiduciary (1041) and nonprofit (990). VIRGINIA HARRIS HOLSINGER TRUST HENRY S. MEADOWS TRUSTEE POSITION: Trustee NATURE: Other OBA INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 07/01/2016 ADDRESS: 11300 Rockville Pike Suite 800, Rockville MD 20852, United States DESCRIPTION: Discussions with single beneficiary quarterly financial status of books and records and financial statement. Cutting check to beneficiary quarterly or more often if special need or circumstance. Discussion of annual trust tax returns and other various administration. VIRGINIA HARRIS HOLSINGER TRUST HENRY S. MEADOWS TRUSTEE POSITION: Trustee NATURE: Other OBA INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 07/01/2016 ADDRESS: 12104 Whippoorwill Lane, Rockville MD 20852, United States DESCRIPTION: Discussions with single beneficiary quarterly financial status of books and records and financial statement. Cutting check to beneficiary quarterly or more often if special need or circumstance. Discussion of annual trust tax returns and other various administration.
CRS (Client Relationship Summary) - RIA
Click below to view Henry Sterling Meadows's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 21, 2016 - Present
WMS ADVISORS, LLC
Office #1: 6135 Park South Drive Suite 510, Charlotte, NC 28210RIA
CRD#: 122224
Charlotte, NC
Past
June 7, 2004 - February 8, 2018
GROVE POINT INVESTMENTS, LLC
RIA
CRD#: 1763
North Bethesda, MD
Past
June 7, 2004 - December 31, 2024
GROVE POINT INVESTMENTS, LLC
BD
CRD#: 1763
North Bethesda, MD
Past
October 23, 2000 - July 1, 2002
OSAIC FA, INC.
RIA
CRD#: 3978
CHEVY CHASE, MD
Past
September 1, 2000 - July 1, 2002
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
BD
CRD#: 2580
FORT WAYNE, IN
Past
July 19, 1999 - July 1, 2002
OSAIC FA, INC.
BD
CRD#: 3978
FORT WAYNE, IN
Past
August 7, 1990 - June 29, 1999
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
DALLAS, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WA
WMS ADVISORS, LLC
PASCHALL AND ASSOCIATES | WMS ADVISORS, LLC | WILLIAMS, DAVID ROBERT | WILLIAMS ASSOCIATES CPA'S | WILLIAMS ASSOCIATES
CRD#: 122224 / SEC#: 801-109946
RIA
Registered Investment Advisory firm - (2/7/2017 Approved)Florida
Registered Investment Advisory firm - (3/1/2017 Terminated)Maryland
Registered Investment Advisory firm - (3/10/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Maryland(11/21/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
WA
WMS ADVISORS, LLC
PASCHALL AND ASSOCIATES | WMS ADVISORS, LLC | WILLIAMS, DAVID ROBERT | WILLIAMS ASSOCIATES CPA'S | WILLIAMS ASSOCIATES
CRD#: 122224 / SEC#: 801-109946
RIA
Registered Investment Advisory firm - (2/7/2017 Approved)Florida
Registered Investment Advisory firm - (3/1/2017 Terminated)Maryland
Registered Investment Advisory firm - (3/10/2017 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
6135 Park South Drive Suite 510, Charlotte, NC 28210
Mailing Address
Phone number
(301) 294-7804
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (7 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 372 |
| AUM (Assets Under Management) | $ 221,375,131 |
Red Flags
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