Mark G. Dabrowski
Professional summary
Mark Gerard Dabrowski, who also goes by Mark Gerald Dabrowski, is a registered financial professional currently at FHN FINANCIAL SECURITIES CORP. located in New York, New York.
Mark is registered as a RR (Registered Representative) and started their career in finance in 1992. Mark has worked at 5 firms and has passed the Series 63, Series 52TO, Series 57TO, Series 99TO, Series 79TO, SIE, Series 55, Series 7, Series 10, Series 9, Series 14, Series 53, Series 8 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mark Gerard Dabrowski's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 23, 2003 - Present
FHN FINANCIAL SECURITIES CORP.
Office #1: 444 Madison Avenue 9th Floor, New York, NY 10022July 30, 1999 - April 11, 2003
DEUTSCHE BANK SECURITIES INC.
April 23, 1999 - June 21, 1999
J.P. MORGAN SECURITIES LLC
May 19, 1998 - April 27, 1999
CIBC WORLD MARKETS CORP.
September 23, 1992 - May 12, 1998
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/23/2003)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 55
Date: 6/25/2014
Limited Representative-Equity Trader ExamSeries 8
Date: 3/25/1999
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
FHN FINANCIAL SECURITIES CORP.
CRD#: 46346 / SEC#: , 8-51393
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIRST HORIZON BANK | SHAREHOLDER | |
| BUCK, WILLIAM JAMES II | PRINCIPAL OPERATING OFFICER | 3129662 |
| DABROWSKI, MARK GERARD | CHIEF COMPLIANCE OFFICER | 2065647 |
| GRIFFIN, MARK DANIEL | SVP, RISK CONTROL MANAGER | 7462222 |
| JACKSON, JEFF BRIAN | SVP/ TRADING MANAGER | 2777631 |
| RITCHESON, DONALD ALLEN | PRINCIPAL FINANCIAL OFFICER / CFO | 2360009 |
| ROMANOW, TIMOTHY MARK | PRESIDENT/CEO | 2533445 |
| WADDELL, MICHAEL KNOX | EVP, DIRECTOR / CHIEF ADMINISTRATIVE OFFICER/SECRETARY | 5657529 |
Disclosures
| Regulatory Event | 7 |
| Arbitration | 1 |
Red Flags
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