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FIRM PROFILE
Overview
FHN FINANCIAL SECURITIES CORP. is located at 1000 Ridgeway Loop Road Suite 200, Memphis, TN 38120 and was first established at New Orleans, Tennessee in 10/30/1998. After operating for 27 years, FHN FINANCIAL SECURITIES CORP. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of FHN FINANCIAL SECURITIES CORP.’s clients are individuals and 0% of their clients are high net worth individuals. FHN FINANCIAL SECURITIES CORP. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at FHN FINANCIAL SECURITIES CORP. are registered to handle securities or provide financial advice. The firm has 8 disclosures, 7 being regulatory events, 0 being client events, and 1 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access FHN FINANCIAL SECURITIES CORP.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at FHN FINANCIAL SECURITIES CORP.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for FHN FINANCIAL SECURITIES CORP. Comes From
Understanding the Statistics for FHN FINANCIAL SECURITIES CORP. and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
1000 Ridgeway Loop Road Suite 200, Memphis, TN 38120
1000 Ridgeway Loop Road Suite 200, Memphis, TN 38120
Medium
(901) 435-8080
Tennessee since 10/30/1998
Corporation
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| FIRST HORIZON BANK | SHAREHOLDER | ||
| BUCK, WILLIAM JAMES II | PRINCIPAL OPERATING OFFICER | 3129662 | |
| DABROWSKI, MARK GERARD | CHIEF COMPLIANCE OFFICER | 2065647 | |
| GRIFFIN, MARK DANIEL | SVP, RISK CONTROL MANAGER | 7462222 | |
| JACKSON, JEFF BRIAN | SVP/ TRADING MANAGER | 2777631 | |
| RITCHESON, DONALD ALLEN | PRINCIPAL FINANCIAL OFFICER / CFO | 2360009 | |
| ROMANOW, TIMOTHY MARK | PRESIDENT/CEO | 2533445 | |
| WADDELL, MICHAEL KNOX | EVP, DIRECTOR / CHIEF ADMINISTRATIVE OFFICER/SECRETARY | 5657529 |
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Advisor's working at FHN FINANCIAL SECURITIES CORP.
Kellian Edward Robinson
Thomas Patrick Brown
Steven Barry Twersky
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