John C. Thompson
Professional summary
John Charteris Thompson III, CLU®, who also goes by Jack Thompson, is a registered financial advisor currently at MMA ASSET MANAGEMENT LLC located in Conshohocken, Pennsylvania and MMA SECURITIES LLC located in Alpharetta, Georgia.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. John has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John Charteris Thompson III's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 5, 2022 - Present
MMA ASSET MANAGEMENT LLC
Office #1: 161 Washington Street Suite 1200, Conshohocken, PA 19428July 6, 2022 - Present
MMA SECURITIES LLC
Office #1: 100 Kimball Place, Suite 300, Alpharetta, GA 30009July 1, 2022 - Present
MMA SECURITIES LLC
Office #1: 100 Kimball Place, Suite 300, Alpharetta, GA 30009September 6, 2012 - January 4, 2022
JSL SECURITIES, INC.
August 24, 2007 - July 7, 2022
FSC SECURITIES CORPORATION
January 21, 2003 - December 31, 2005
FSC SECURITIES CORPORATION
February 9, 2001 - July 7, 2022
FSC SECURITIES CORPORATION
July 30, 1990 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
July 30, 1990 - March 1, 2001
EQUITABLE ADVISORS, LLC
Primary Firm SEC Registration
MMA ASSET MANAGEMENT LLC
CRD#: 155426 / SEC#: 801-71975
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/1/2022)
(7/1/2022)
(7/1/2022)
(7/6/2022)
(10/18/2022)
(10/18/2022)
(9/8/2022)
(10/18/2022)
(9/8/2022)
(10/18/2022)
(10/18/2022)
(9/9/2022)
(7/5/2022)
(11/22/2024)
(8/21/2024)
(8/22/2024)
(7/1/2022)
(10/18/2022)
Exams
FINRA
Current Firm
MMA ASSET MANAGEMENT LLC
CRD#: 155426 / SEC#: 801-71975
Contact information
SEC notice filing (32 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 555 |
| AUM (Assets Under Management) | $ 715,242,096 |
Red Flags
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