Anthony C. Magnotta

CETERA INVESTMENT ADVISERS LLC

MANTUA, NJ 08051

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CRD#: 2062381

Professional summary

Anthony Charles Magnotta JR, ChFC®, who also goes by Anthony C Magnotta Jr, Tony Magnotta, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Mantua, New Jersey and CETERA ADVISORS LLC located in Mantua, New Jersey.

Anthony is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Anthony has worked at 8 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Anthony C Magnotta Jr | Tony Magnotta

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. INSURANCE - AGENT; START 3/7/08 2. BAM LLC - MEMBER; START 3/7/08 3. LANDOLFI & MAGNOTTA - PARTNER; START 3/7/08 4. ACM FINANCIAL SERVICES INC; 295 BRIDGOTON PIKE MANTUA NJ 08051; DBA; START-04/02/03; 5 DAYS A MONTH 5.RITTER INSURANCE MARKETING; AGENT; START DATE 05/01/2020; 160 HOURS PER MONTH 6. DMI MARKETING, INC.; AGENT; INSURANCE; START DATE: 08/27/2020; 160 HOURS PER MONTH.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony Charles Magnotta JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

ChFC^®

Chartered Financial Consultant

Experience

Current

November 12, 2020 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 295 Bridgeton Pike, Mantua, NJ 08051

RIA

CRD#: 105644

MANTUA, NJ

Current

September 8, 2022 - Present

CETERA ADVISORS LLC

Office #1: 295 Bridgeton Pike, Mantua, NJ 08051

CRD#: 10299

Mantua, NJ

Past

May 30, 2008 - September 8, 2022

FIRST ALLIED SECURITIES, INC.

CRD#: 32444

MANTUA, NJ

Past

January 16, 2007 - November 12, 2020

FIRST ALLIED ADVISORY SERVICES, INC.

RIA

CRD#: 137888

MANTUA, NJ

Past

June 13, 2002 - January 16, 2007

FFP ADVISORY SERVICES INC

RIA

CRD#: 110778

MANTUA, NJ

Past

July 13, 1998 - May 30, 2008

FFP SECURITIES, INC.

CRD#: 16337

MANTUA, NJ

Past

December 14, 1990 - December 10, 1993

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

CRD#: 680

NEWARK, NJ

Past

December 14, 1990 - July 17, 1998

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(9/8/2022)

California
(9/8/2022)

Colorado
(9/8/2022)

Delaware
(9/8/2022)

Florida
(9/8/2022)

Kentucky
(9/8/2022)

Maryland
(6/12/2025)

Massachusetts
(9/8/2022)

Michigan
(9/8/2022)

Missouri
(6/4/2025)

Nevada
(9/8/2022)

IAR

New Jersey
(11/12/2020)

New Jersey
(9/8/2022)

New York
(9/8/2022)

North Carolina
(9/8/2022)

Ohio
(9/8/2022)

Pennsylvania
(9/8/2022)

South Carolina
(9/8/2022)

IAR

Texas
(11/12/2020)

Texas
(9/8/2022)

Virginia
(9/8/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 7/5/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/23/1997

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/13/1990

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Anthony C. Magnotta

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony Charles Magnotta JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA ADVISORS LLC

FIRST ALLIED SECURITIES, INC.

FIRST ALLIED ADVISORY SERVICES, INC.

FFP ADVISORY SERVICES INC

FFP SECURITIES, INC.

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 7/5/1991

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 12/23/1997

Series 6

Date: 12/13/1990

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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