Nicholas P. Liverani
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nicholas Peter Liverani, who also goes by Nicholas Peter Liverani Jr, Nicholas Liverani, Nick Liverani, was a registered financial professional .
Nicholas is a previously registered financial professional and started their career in finance in 2000. Nicholas had worked at 5 firms and has passed the Series 7A and Series 25 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 13, 2013 - June 8, 2016
GLOBAL DIRECT EQUITIES, LLC
April 26, 2007 - August 14, 2013
GLOBAL DIRECT EQUITIES, LLC
September 2, 2004 - December 7, 2005
LABRANCHE FINANCIAL SERVICES, LLC
March 8, 2001 - April 25, 2007
C. J. LEDONE EQUITIES, INC.
October 10, 2000 - March 7, 2001
CREDIT SUISSE SECURITIES (USA) LLC
August 11, 2000 - October 10, 2000
PERSHING LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7A
Date: 5/26/2004
Floor Broker Representative ExamSeries 25
Date: 9/21/1999
NYSE Trading Assistant ExaminationCurrent Firm
GLOBAL DIRECT EQUITIES, LLC
CRD#: 124514 / SEC#: , 8-65689
Contact information
Documents
Red Flags
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