Carolyn Condo
Professional Summary
Carolyn Condo, who also goes by Caroline Condo, is a registered financial advisor currently at BEACONS STRATEGIC CAPITAL, INC. located in Carlsbad, California and MANOR PRIVATE CAPITAL, LLC located in Norwalk, Connecticut. Carolyn is registered as a RR (Registered Representative) and started their career in finance in 1991. Carolyn has worked at 14 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 55, Series 7, Series 24, Series 14 and Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Caroline Condo
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
35 years in the financial services industry
Current & Past Employments
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Current Firm
MANOR PRIVATE CAPITAL, LLC
Contact Information
Main Address
257 Rowayton Avenue, Rowayton, CT 06853Mailing Address
257 Rowayton Avenue, Rowayton, CT 06853Phone Number
(917) 770-8019Established
New York since 12/05/2008Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (3 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(1/11/2018)
(1/11/2018)
(1/11/2018)
(1/11/2018)
(11/4/2019)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Oct 2013Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed Feb 1992SRO Registrations
SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Carolyn Condo's CRS (Customer Relationship Summary).
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