Richard M. Liamero
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Michael Liamero was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1990. Richard had worked at 14 firms and has passed the Series 63, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 19, 2011 - August 29, 2013
WTS PROPRIETARY TRADING GROUP LLC
May 5, 2008 - October 29, 2009
ECHOTRADE LLC
August 9, 2006 - August 15, 2007
ECHOTRADE LLC
June 29, 2004 - October 19, 2004
SALOMON GREY FINANCIAL CORPORATION
January 23, 2002 - March 25, 2002
DOMESTIC SECURITIES, INC.
April 20, 2001 - August 17, 2001
PERSHING ADVISOR SOLUTIONS LLC
November 30, 1998 - January 24, 2001
LCP CAPITAL CORP.
May 20, 1998 - December 31, 1998
SHAMROCK PARTNERS, LTD
December 20, 1997 - May 18, 1998
J.P. TURNER & COMPANY, L.L.C.
August 30, 1995 - January 7, 1997
NEBRASKA HUDSON COMPANY, INC.
August 15, 1994 - September 19, 1994
AMERICORP SECURITIES, INC.
October 5, 1993 - May 4, 1994
LCP CAPITAL CORP.
March 3, 1992 - August 31, 1992
MUTUAL SECURITIES, INC.
February 28, 1991 - March 2, 1992
CENPAC SECURITIES CORP.
January 9, 1991 - March 13, 1991
FINANCIAL EQUITIES RESOURCES, INC.
July 16, 1990 - December 13, 1990
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 2/7/2000
Limited Representative-Equity Trader ExamCurrent Firm
WTS PROPRIETARY TRADING GROUP LLC
CRD#: 148117 / SEC#: , 8-67986
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
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