Arthur Mark Connelly Jr.
Professional Summary
Arthur Mark Connelly Jr., who also goes by A Mark Connelly Jr, A Mark Connelly, A. Mark Connelly Jr., A. Mark Connelly, Arthur Connelly, Mark Connelly, is a registered financial advisor currently at ROTHSCHILD & CO US INC. located in New York, New York and ROTHSCHILD & CO REDBURN located in New York, New York. Arthur is registered as a RR (Registered Representative) and started their career in finance in 1991. Arthur has worked at...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
A Mark Connelly Jr, A Mark Connelly, A. Mark Connelly Jr., A. Mark Connelly, Arthur Connelly, Mark Connelly
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
34 years in the financial services industry
Current & Past Employments
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Current Firm
REDBURN (USA) LLC | ROTHSCHILD & CO REDBURN | ROTHSCHILD & CO GLOBAL MARKETS SOLUTIONS LLC | REDBURN PARTNERS (USA) LP | REDBURN ATLANTIC
Contact Information
Main Address
1251 Avenue Of The Americas 34th Floor, New York, NY 10020Mailing Address
1251 Avenue Of The Americas 34th Floor, New York, NY 10020Phone Number
(212) 803-7300Established
Delaware since 04/01/2014Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (35 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ROTHSCHILD & CO GLOBAL MARKETS SOLUTIONS LIMITED | PARENT COMPANY | 325601 |
| BRISTOWE, WILLIAM ROBERT | HEAD OF US ACCESS AND US VICE CHAIRMAN | 1798670 |
| CONNELLY, ARTHUR MARK JR. | US HEAD OF ECM | 2056930 |
| GORDON, BENJAMIN JAKE | CHIEF COMPLIANCE OFFICER | 6677911 |
| JOSEPH, ROWAN MURRAY | HEAD OF NORTH AMERICA | 5517410 |
| KRZAK, ALEXANDER JACOB | PRINCIPAL OPERATIONS OFFICER | 6349160 |
| MCELLIGOTT, CASEY MEREDITH | HEAD OF US EXECUTION | 4440554 |
| SCHACKERT, CHRISTA MARY | FINOP, PRINCIPAL FINANCIAL OFFICER | 4219093 |
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Arthur Mark Connelly Jr.'s CRS (Customer Relationship Summary).
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