Thomas Reagan

CETERA INVESTMENT ADVISERS LLC

MERRICK, NY 11566

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CRD#: 2052371

Professional summary

Thomas Reagan, who also goes by Thomas Reagan Sledgianowski, Thomas Sledgianowski, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Merrick, New York and CETERA WEALTH SERVICES, LLC located in Merrick, New York.

Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Thomas has worked at 15 firms and has passed the Series 65, Series 63, Series 6TO, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Thomas Reagan Sledgianowski | Thomas Sledgianowski

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 05/2024 APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: 0 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS FIXED INSURANCE PRODUCTS 2. NAME OF OTHER BUSINESS: MERRICK PLANNING GROUP DBA MERRICK FINANCIAL GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 10/2020 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: I SPEND MY TIME EDUCATING AND GUIDING FAMILIES IN ALL ASPECTS OF FINANCIAL PLANNING

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Reagan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 28, 2025 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 1840 Merrick Ave, Merrick, NY 11566

RIA

CRD#: 105644

MERRICK, NY

Current

April 28, 2025 - Present

CETERA WEALTH SERVICES, LLC

Office #1: 1840 Merrick Ave, Merrick, NY 11566

CRD#: 13572

Merrick, NY

Past

April 20, 2016 - April 29, 2025

KESTRA ADVISORY SERVICES, LLC

RIA

CRD#: 283330

MERRICK, NY

Past

November 6, 2015 - September 22, 2016

KESTRA INVESTMENT SERVICES, LLC

RIA

CRD#: 42046

Merrick, NY

Past

October 30, 2015 - April 29, 2025

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

Merrick, NY

Past

September 7, 2010 - October 30, 2015

FLYNN ZITO CAPITAL MANAGEMENT, LLC

RIA

CRD#: 152689

GARDEN CITY, NY

Past

February 24, 2005 - November 11, 2015

LPL FINANCIAL LLC

CRD#: 6413

GARDEN CITY, NY

Past

June 4, 2003 - February 24, 2005

WAMU INVESTMENTS, INC.

CRD#: 599

IRVINE, CA

Past

June 7, 2000 - May 22, 2003

CITICORP INVESTMENT SERVICES

CRD#: 23988

LONG ISLAND CITY, NY

Past

December 15, 1997 - June 9, 2000

LADENBURG CAPITAL MANAGEMENT INC.

CRD#: 14623

BETHPAGE, NY

Past

January 13, 1997 - December 18, 1997

HAMPSHIRE SECURITIES CORPORATION

CRD#: 19725

NEW YORK, NY

Past

February 13, 1996 - March 4, 1997

BLUESTONE CAPITAL CORP.

CRD#: 13516

NEW YORK, NY

Past

February 3, 1994 - February 21, 1996

T.R. WINSTON & COMPANY, LLC

CRD#: 10571

BEDMINSTER, NJ

Past

March 20, 1993 - February 4, 1994

BARINGTON CAPITAL GROUP, L.P.

CRD#: 29383

NEW YORK, NY

Past

October 8, 1991 - April 12, 1993

A.S. GOLDMEN & CO., INC.

CRD#: 23180

RED BANK, NJ

Past

July 27, 1990 - August 23, 1991

PFS INVESTMENTS INC.

CRD#: 10111

DULUTH, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(6/10/2025)

California
(4/28/2025)

Florida
(4/28/2025)

Georgia
(5/23/2025)

Kentucky
(4/28/2025)

Maryland
(5/23/2025)

Montana
(5/23/2025)

New York
(4/28/2025)

IAR

New York
(4/28/2025)

Pennsylvania
(4/28/2025)

Virginia
(4/28/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/17/2010

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/18/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6TO

Date: 4/28/2025

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/18/1991

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/24/1990

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Thomas Reagan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Reagan's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA WEALTH SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

FLYNN ZITO CAPITAL MANAGEMENT, LLC

LPL FINANCIAL LLC

WAMU INVESTMENTS, INC.

CITICORP INVESTMENT SERVICES

LADENBURG CAPITAL MANAGEMENT INC.

HAMPSHIRE SECURITIES CORPORATION

BLUESTONE CAPITAL CORP.

T.R. WINSTON & COMPANY, LLC

BARINGTON CAPITAL GROUP, L.P.

A.S. GOLDMEN & CO., INC.

PFS INVESTMENTS INC.

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/17/2010

Series 63

Date: 6/18/1990

Series 6TO

Date: 4/28/2025

SIE

Date: 10/1/2018

Series 7

Date: 11/18/1991

Series 6

Date: 7/24/1990

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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