TK
Timothy J. Keane
CETERA INVESTMENT ADVISERS LLC
FRAMINGHAM, MA 01701
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CRD#: 2045340
TK
Professional summary
Timothy Joseph Keane is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Framingham, Massachusetts and CETERA ADVISORS LLC located in Framingham, Massachusetts.
Timothy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Timothy has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES,
INVESTMENT RELATED: YES,
ADDRESS: SAME AS REGISTERD LOCATION,
NATURE OF BUSINESS: FIXED INSURANCE,
START DATE: 9/2016,
APX NUMBER OF HOURS PER WEEK: 40,
APX NUMBER OF TRADING HOURS PER WEEK: 32.5,
POSITION/TITLE/RELATIONSHIP: AGENT,
BRIEF DESCRIPTION OF DUTIES: LIFE, HEALTH, DISABILITY, ANNUITIES & LONG TERM CARE.
NAME OF OTHER BUSINESS: NORTHEAST INVESTMENT ADVISORS LLC,
INVESTMENT RELATED: YES,
ADDRESS: SAME AS REGISTERD LOCATION,
NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES,
START DATE: 9/2007;
APX NUMBER OF HOURS PER WEEK: 20,
APX NUMBER OF TRADING HOURS PER WEEK: 20,
POSITION/TITLE/RELATIONSHIP: MANAGING PARTNER,
BRIEF DESCRIPTION OF DUTIES: MAINTAINING BRANCH & CLIENT FILES, OVERSIGHT OF NON REGISTERED PERSONEL, RECRUITING, BILL PAYING, CONTINUING ED SUPPORT.
CRS (Client Relationship Summary) - RIA
Click below to view Timothy Joseph Keane's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 21, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 40 Speen Street Suite 202, Framingham, MA 01701RIA
CRD#: 105644
FRAMINGHAM, MA
Current
October 3, 2016 - Present
CETERA ADVISORS LLC
Office #1: 40 Speen Street Suite 202, Framingham, MA 01701BD
CRD#: 10299
Framingham, MA
Past
October 3, 2016 - March 21, 2024
CETERA ADVISORS LLC
RIA
CRD#: 10299
GREENWOOD VILLAGE, IL
Past
December 9, 2009 - October 3, 2016
INVESTORS CAPITAL CORP.
RIA
CRD#: 30613
FRAMINGHAM, MA
Past
December 4, 2009 - October 3, 2016
INVESTORS CAPITAL CORP.
BD
CRD#: 30613
FRAMINGHAM, MA
Past
October 3, 2007 - December 16, 2009
B.B. GRAHAM & COMPANY, INC.
RIA
CRD#: 41533
FRAMINGHAM, MA
Past
September 19, 2007 - December 16, 2009
B.B. GRAHAM & COMPANY, INC.
BD
CRD#: 41533
FRAMINGHAM, MA
Past
April 29, 2005 - September 20, 2007
FIRST MIDAMERICA INVESTMENT CORPORATION
RIA
CRD#: 104476
FRAMINGHAM, MA
Past
April 20, 2005 - September 20, 2007
FIRST MIDAMERICA INVESTMENT CORPORATION
BD
CRD#: 104476
FRAMINGHAM, MA
Past
October 20, 2004 - April 20, 2005
BANC OF AMERICA INVESTMENT SERVICES, INC.
RIA
CRD#: 16361
FRAMINGHAM, MA
Past
October 20, 2004 - April 20, 2005
BANC OF AMERICA INVESTMENT SERVICES, INC.
BD
CRD#: 16361
BOSTON, MA
Past
July 25, 2003 - October 20, 2004
QUICK & REILLY, INC.
RIA
CRD#: 11217
FRAMINGHAM, MA
Past
November 15, 2002 - October 20, 2004
QUICK & REILLY, INC.
BD
CRD#: 11217
NEW YORK, NY
Past
January 4, 1999 - November 18, 2002
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
ST. PETERSBURG, FL
Past
February 16, 1993 - January 4, 1999
ROBERT THOMAS SECURITIES, INC
BD
CRD#: 10147
ST. PETERSBURG, FL
Past
April 24, 1990 - February 23, 1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(10/3/2016)
RR
California(10/3/2016)
RR
Colorado(6/2/2017)
RR
Connecticut(10/3/2016)
RR
Delaware(3/9/2020)
RR
District of Columbia(8/10/2021)
RR
Florida(3/27/2017)
RR
Georgia(6/2/2017)
RR
Illinois(1/14/2019)
RR
Maine(6/2/2017)
RR
Maryland(6/2/2017)
RR
Massachusetts(10/3/2016)
IAR
Massachusetts(3/21/2024)
RR
Michigan(6/2/2017)
RR
Nevada(6/2/2017)
RR
New Hampshire(1/3/2017)
RR
New Jersey(6/2/2017)
RR
New Mexico(6/2/2017)
RR
New York(10/3/2016)
RR
North Carolina(6/2/2017)
RR
Oregon(6/2/2017)
RR
Pennsylvania(6/2/2017)
RR
Rhode Island(10/3/2016)
RR
South Carolina(10/3/2016)
RR
South Dakota(6/2/2017)
RR
Texas(10/3/2016)
IAR
Texas(3/21/2024)
RR
Utah(10/3/2016)
RR
Virginia(1/3/2017)
RR
Washington(6/13/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Framingham, MA 01701TRUST BUT VERIFY
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