Margaret B. Carpenter
Professional summary
Margaret Brunnemer Carpenter MS., who also goes by Margaret Gilmore Brunnemer, Margaret Brunnemer Carpenter Mrs., Margaret Gilmore Carpenter Mrs., Margaret Gilmore Carpenter, is a registered financial professional currently at FIRST TRYON SECURITIES, LLC located in Charlotte, North Carolina.
Margaret is registered as a RR (Registered Representative) and started their career in finance in 1990. Margaret has worked at 5 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 28 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Margaret Brunnemer Carpenter MS.'s CRS (Customer Relationship Summary).
Certified licenses
Experience
September 12, 2016 - Present
FIRST TRYON SECURITIES, LLC
Office #1: 6101 Carnegie Boulevard Suite 210, Charlotte, NC 28209April 15, 2003 - February 10, 2015
FIRST TRYON SECURITIES, LLC
June 16, 1997 - June 18, 2001
BANC OF AMERICA SECURITIES LLC
June 29, 1994 - June 26, 1997
FIRST TRYON SECURITIES, LLC
July 27, 1992 - May 27, 1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 22, 1991 - July 7, 1992
MORGAN STANLEY DW INC.
March 20, 1990 - June 19, 1990
BANCBOSTON SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/12/2016)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 28
Date: 2/22/2017
Introducing Broker/Dealer Financial Operations Principal ExaminationFINRA
Current Firm
FIRST TRYON SECURITIES, LLC
CRD#: 7336 / SEC#: , 8-21426
Contact information
FINRA licenses (3 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BRUNNEMER & CO. | MEMBER | |
| BRUNNEMER, HUBER KEITH III | MEMBER, CEO, PRESIDENT AND EXECUTIVE REPRESENTATIVE | 2758256 |
| BECK, ERIC JASON | CCO | 4824373 |
| BRUNNEMER, HEBER KEITH JR | MEMBER | 33824 |
| CARPENTER, MARGARET BRUNNEMER MS. | MEMBER, CHIEF FINANCIAL OFFICER, FINOP, | 2042716 |
| HOWELL, ELIZABETH WARREN | MEMBER, SENIOR VICE PRESIDENT | 4791377 |
| JOSEPH, ERIC MICHAEL | MEMBER, SENIOR VICE PRESIDENT | 4001509 |
| WARDLAW, CRAIG M JR. | MEMBER, SENIOR VICE PRESIDENT | 5316503 |
Disclosures
| Regulatory Event | 1 |
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