Christopher J. Preston
Professional summary
Christopher Joseph Preston, who also goes by Chris Preston, is a registered financial professional currently at PACER FINANCIAL, INC. located in Malvern, Pennsylvania.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 1992. Christopher has worked at 13 firms and has passed the Series 63, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher Joseph Preston's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 23, 2022 - Present
PACER FINANCIAL, INC.
Office #1: 500 Chesterfield Parkway, Malvern, PA 19355August 1, 2019 - March 16, 2020
CHESTERBROOK CAPITAL
January 17, 2012 - July 24, 2017
CREDIT SUISSE SECURITIES (USA) LLC
July 2, 2010 - January 13, 2012
KILDARE CAPITAL, INC.
May 2, 2008 - September 4, 2008
NOVA CAPITAL MARKETS, LLC
April 17, 2007 - October 30, 2007
GLOBAL ATLANTIC DISTRIBUTORS, LLC
January 29, 2002 - May 21, 2007
NATIONWIDE FUND DISTRIBUTORS LLC
February 1, 2000 - October 1, 2001
NATIONWIDE SECURITIES, LLC
April 23, 1999 - December 13, 1999
GIRARD INVESTMENT SERVICES, LLC
July 1, 1996 - October 24, 1997
SEI INVESTMENTS DISTRIBUTION CO.
May 7, 1996 - June 24, 1996
HAMBRECHT & QUIST LLC
February 14, 1994 - March 13, 1996
JANNEY MONTGOMERY SCOTT LLC
June 21, 1993 - February 26, 1994
FERRIS, BAKER WATTS, LLC
July 14, 1992 - June 24, 1993
JANNEY MONTGOMERY SCOTT LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 4/27/2015
Limited Representative-Equity Trader ExamFINRA
Current Firm
PACER FINANCIAL, INC.
CRD#: 137040 / SEC#: , 8-67061
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THOMSON, JOE MCKEE | PRESIDENT | 718569 |
| OHARA, SEAN EDWARD | DIRECTOR | 1312483 |
| BRADBARD, ASHLEE ANN THOMSON | SR. VICE PRESIDENT | 5761850 |
| THOMSON, JOANN MARIE | SECRETARY/TREASURER | 5086499 |
| ZELLER, KIMBERLY L. T. | VICE PRESIDENT | 5774669 |
| JOHNSON, JEFFREY SHAWN | CHIEF COMPLIANCE OFFICER | 5508770 |
| MILLER, JOHN STEVENSON | FINOP | 2139980 |
Red Flags
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