Craig William England
Professional Summary
Craig William England, who also goes by Craig W England, is a registered financial advisor currently at ENGLAND SECURITIES, LLC located in New York, New York. Craig is registered as a RR (Registered Representative) and started their career in finance in 1990. Craig has worked at 5 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 14, Series 28 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Craig W England
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
36 years in the financial services industry
Current & Past Employments
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Current Firm
ENGLAND SECURITIES, LLC
Contact Information
Main Address
1000 Louisiana Street Suite 6550, Houston, TX 77002Mailing Address
1000 Louisiana Street Suite 6550, Houston, TX 77002Phone Number
(713) 357-9440Established
District of Columbia since 11/28/2003Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (13 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(1/19/2005)
(1/31/2011)
(1/20/2005)
(3/10/2011)
(1/2/2026)
(1/2/2026)
(1/2/2026)
(9/8/2005)
(1/1/2005)
(1/20/2005)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 28 — Introducing Broker/Dealer Financial Operations Principal Examination
Passed Feb 2009About the Series 28 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Craig William England's CRS (Customer Relationship Summary).
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