ML
Michael R. Laliberte
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Cape Coral, FL
Some features on this profile are disabled
CRD#: 2037749
ML
Professional summary
Michael Richard Laliberte, ChFC® is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Cape Coral, Florida and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Cape Coral, Florida.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Michael has worked at 11 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) INDEPENDENT INSURANCE AGENT, 401 SW 38TH PLACE CAPE CORAL FL 33991, 12/2016, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 100 HR/MO 100 HR/MO TRADING 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 09/2016, AS ADVISORY REP OF A RIA. INV REL, 40 HR/WK 40/TRADING 3) COASTAL FAMILY BUSINESS ADVISORS, 401 SW 38TH PLACE CAPE CORAL FL 33991, BUSINESS EXIT PLANNING CONSULTANT AND GROWTH ADVISOR, OWNER/CONSULTANT, 06/2020, NIR, 40 HR/MO 3 HR/MO TRADING 4) COASTAL FAMILY TAX ADVISORS, 1129 WHEATON OALS CT UNIT 2 WHEATON IL, 03/2022, NIR, OWNER, ACCOUNTING SERVICES, 10 HR/MO 10 HR/MO TRADING 5) COASTAL FAMILY WEALTH FOUNDATION, 401 SW 38TH PLACE CAPE CORAL FL 33991, 06/2022, MANAGING DIRECTOR, Manage the philanthropic directives in accordance with the provisions set forth by the Foundation with a mandate to help Eradicate entrepreneurial poverty, NIR, 10 HR/MO 5 HR/MO TRADING 6) COASTAL FAMILY WEALTH ADVISORS, 401 SW 38TH PLACE CAPE CORAL FL 33991, 03/2022, 1) Managing Director, 2) Financial Planner, 3) Portfolio Manager, Owner/Partner of a Business Entity, INV REL, 170 HR/MO 140 HR/MO TRADING 7) COASTAL FAMILY WEALTH ADVISORY, 401 SW 38TH PLACE CAPE CORAL FL 33991, NIR, 05/2022, CEO & CHAIRMAN OF THE BOARD OF DIRECTORS, 10 HR/MO 10 HR/MO TRADING 8) COASTAL FAMILY EDUCATIONAL ADVISORS LLC, 401 SW 38th Pl, Cape Coral FL 33991, 07/2025, Director, College Funding Planning, NIR, 40 HR/MO, 12 HR/MO TRADING.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Richard Laliberte's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
September 12, 2016 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #2: 1213 Purchase Street Unit 2, New Bedford, MA 02740RIA
CRD#: 134139
Cape Coral, FL
Current
September 1, 2016 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #2: 1213 Purchase St. Unit 2, New Bedford, MA 02740BD
CRD#: 39543
Cape Coral, FL
Past
May 12, 2015 - September 9, 2016
MSI FINANCIAL SERVICES, INC.
RIA
CRD#: 14251
EAST PROVIDENCE, RI
Past
March 12, 2015 - September 9, 2016
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
EAST PROVIDENCE, RI
Past
November 13, 2006 - March 21, 2007
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
RIA
CRD#: 134139
NAPLES, FL
Past
January 30, 2006 - April 30, 2007
FOCAL POINT ADVISORS, INC.
RIA
CRD#: 138098
NAPLES, FL
Past
October 28, 2005 - March 21, 2007
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
NAPLES, FL
Past
October 19, 2005 - November 10, 2006
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
RIA
CRD#: 134139
NAPLES, FL
Past
November 27, 2002 - July 28, 2004
KEYBANC CAPITAL MARKETS INC.
RIA
CRD#: 566
NAPLES, FL
Past
August 29, 2002 - July 28, 2004
KEYBANC CAPITAL MARKETS INC.
BD
CRD#: 566
CLEVELAND, OH
Past
January 30, 2002 - July 23, 2002
AMSOUTH INVESTMENT SERVICES, INC.
BD
CRD#: 15692
BIRMINGHAM, AL
Past
October 10, 2001 - December 18, 2001
AMSOUTH INVESTMENT SERVICES, INC.
BD
CRD#: 15692
BIRMINGHAM, AL
Past
January 26, 2001 - July 20, 2001
CITIZENS SECURITIES, INC.
BD
CRD#: 39550
JOHNSTON, RI
Past
January 27, 1999 - December 31, 2000
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
FAIRFIELD, IA
Past
January 28, 1998 - January 26, 1999
SECURITIES SERVICE NETWORK, LLC
BD
CRD#: 13318
KNOXVILLE, TN
Past
September 20, 1996 - January 26, 1998
SECURITIES AMERICA, INC.
BD
CRD#: 10205
LAVISTA, NE
Past
October 6, 1992 - September 26, 1996
LPL FINANCIAL LLC
BD
CRD#: 6413
FORT MILL, SC
Past
May 1, 1990 - October 2, 1992
FORESTERS FINANCIAL SERVICES, INC.
BD
CRD#: 305
EDISON, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(1/2/2019)
RR
Florida(7/26/2018)
IAR
Florida(8/10/2018)
RR
Illinois(1/19/2022)
RR
Maine(4/26/2021)
RR
Massachusetts(9/1/2016)
IAR
Massachusetts(9/12/2016)
RR
Michigan(7/12/2023)
RR
New Hampshire(5/20/2022)
RR
New York(1/2/2019)
RR
Rhode Island(9/1/2016)
RR
Vermont(1/2/2019)
RR
Virginia(4/26/2021)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
