Steven D. Higgins
Professional summary
Steven Duane Higgins is a registered financial professional currently at DSP SECURITIES, LLC located in Conshohocken, Pennsylvania.
Steven is registered as a RR (Registered Representative) and started their career in finance in 1998. Steven has worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Steven Duane Higgins's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 24, 2019 - Present
DSP SECURITIES, LLC
Office #1: 161 Washington Street Suite 580, Conshohocken, PA 19428Office #2: 161 Washington Street, Suite 580, Conshohocken, PA 19428October 26, 2018 - May 14, 2019
SSG CAPITAL ADVISORS, LLC
October 9, 2015 - September 24, 2018
BAKER TILLY CAPITAL, LLC
April 17, 2009 - February 28, 2015
JANNEY MONTGOMERY SCOTT LLC
December 1, 2005 - April 9, 2009
STIFEL, NICOLAUS & COMPANY, INCORPORATED
May 23, 2000 - December 1, 2005
LEGG MASON WOOD WALKER, INCORPORATED
March 2, 1998 - October 12, 1998
PRICEWATERHOUSECOOOPERS CORPORATE FINANCE LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/24/2019)
Exams
FINRA
Current Firm
DSP SECURITIES, LLC
CRD#: 298048 / SEC#: , 8-70170
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DELANCEY STREET HOLDINGS LLC | SHAREHOLDER | |
| ATTANASIO, ELIZABETH MARIE | FINOP, PFO | 5325007 |
| DOLAN, PATRICK EDWARD | CHIEF COMPLIANCE OFFICER / MANAGING DIRECTOR | |
| FILIP, WILLIAM JAY | MANAGING DIRECTOR | |
| SCHMUCKER, B ANDREW | MANAGING PARTNER |
Red Flags
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