RT
Ronald E. Tunison
AON SECURITIES LLC
Fort Washington, PA 19034
Some features on this profile are disabled
CRD#: 2037334
RT
Professional summary
Ronald Edward Tunison is a registered financial professional currently at AON SECURITIES LLC located in Fort Washington, Pennsylvania.
Ronald is registered as a RR (Registered Representative) and started their career in finance in 1991. Ronald has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 51 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Ronald Edward Tunison's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 15, 2004 - Present
AON SECURITIES LLC
Office #1: 1100 Virginia Drive Suite 250, Fort Washington, PA 19034RIA
BD
CRD#: 4138
Fort Washington, PA
Past
December 4, 2007 - December 31, 2019
AON RETIREMENT PLAN ADVISORS, LLC
RIA
CRD#: 136462
ATLANTA, GA
Past
February 28, 2006 - December 31, 2011
AON RETIREMENT PLAN ADVISORS, LLC
RIA
CRD#: 136462
HATBORO, PA
Past
April 15, 2004 - July 5, 2005
AON CAPITAL ADVISORS LLC
RIA
CRD#: 125330
SAN FRANCISCO, CA
Past
August 25, 1998 - February 16, 2006
RAYMOND JAMES FINANCIAL SERVICES, INC.
RIA
CRD#: 6694
STAMFORD, CT
Past
June 9, 1998 - February 16, 2006
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
STAMFORD, CT
Past
August 9, 1996 - June 11, 1998
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
NEW YORK, NY
Past
May 28, 1991 - August 14, 1996
MERRIMAN CAPITAL, INC.
BD
CRD#: 18296
NEW YORK, NY
Past
March 26, 1991 - April 19, 1991
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
March 26, 1991 - April 19, 1991
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AON SECURITIES LLC
AON BENFIELD SECURITIES, INC. | RBH EQUITIES, INC. | AON SECURITIES LLC | AON SECURITIES INC. | AON SECURITIES CORPORATION | AON CAPITAL MARKETS
CRD#: 4138 / SEC#: 801-106546, 8-14953
RIA
Registered Investment Advisory firm - SEC (9/1/2015 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/16/2006)
RR
Alaska(2/16/2006)
RR
Arizona(2/16/2006)
RR
Arkansas(4/15/2004)
RR
California(4/15/2004)
RR
Colorado(4/15/2004)
RR
Connecticut(2/16/2006)
RR
Delaware(4/15/2004)
RR
District of Columbia(2/16/2006)
RR
Florida(4/15/2004)
RR
Georgia(8/30/2005)
RR
Hawaii(2/16/2006)
RR
Idaho(4/15/2004)
RR
Illinois(4/15/2004)
RR
Indiana(4/15/2004)
RR
Iowa(2/16/2006)
RR
Kansas(2/16/2006)
RR
Kentucky(2/16/2006)
RR
Louisiana(2/16/2006)
RR
Maine(2/16/2006)
RR
Maryland(4/15/2004)
RR
Massachusetts(2/16/2006)
RR
Michigan(2/16/2006)
RR
Minnesota(2/16/2006)
RR
Mississippi(4/15/2004)
RR
Missouri(2/16/2006)
RR
Montana(8/30/2005)
RR
Nebraska(2/16/2006)
RR
Nevada(2/16/2006)
RR
New Hampshire(2/16/2006)
RR
New Jersey(8/30/2005)
RR
New Mexico(2/16/2006)
RR
New York(4/15/2004)
RR
North Carolina(2/21/2006)
RR
North Dakota(4/15/2004)
RR
Ohio(2/17/2006)
RR
Oklahoma(4/15/2004)
RR
Oregon(2/16/2006)
RR
Pennsylvania(2/16/2006)
RR
Rhode Island(4/15/2004)
RR
South Carolina(2/16/2006)
RR
South Dakota(2/16/2006)
RR
Tennessee(4/15/2004)
RR
Texas(4/15/2004)
RR
Utah(2/16/2006)
RR
Vermont(2/16/2006)
RR
Virginia(2/16/2006)
RR
Washington(4/15/2004)
RR
West Virginia(2/16/2006)
RR
Wisconsin(2/16/2006)
RR
Wyoming(4/15/2004)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
AON SECURITIES LLC
AON BENFIELD SECURITIES, INC. | RBH EQUITIES, INC. | AON SECURITIES LLC | AON SECURITIES INC. | AON SECURITIES CORPORATION | AON CAPITAL MARKETS
CRD#: 4138 / SEC#: 801-106546, 8-14953
RIA
Registered Investment Advisory firm - SEC (9/1/2015 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
200 East Randolph Street, Chicago, IL 60601
Mailing Address
200 East Randolph Street, Chicago, IL 60601
Phone number
(312) 381-4488
Established
Delaware since 09/11/2018
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
14
SEC notice filing (1 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AON GROUP, INC. | SHAREHOLDER | |
| AS HOLDINGS, INC. | SHAREHOLDER | |
| CHAMBLEY, JEFFREY TODD | DIRECTOR | 3129456 |
| DELANEY, WILLIAM LEO JR | DIRECTOR (01/1999)/PRESIDENT (06/2000)/GENERAL SECURITIES PRINCIPAL (01/2001) | 1997937 |
| EHRHART, BRYON GERARD | DIRECTOR (05/2002) | 2932770 |
| MACKUNIS, KENNETH JAMES | DIRECTOR | 2612504 |
| MONAGHAN, KATHLEEN NICOLE | DIRECTOR | 6833059 |
| MORRIS, GREGORY PAUL | CHIEF COMPLIANCE OFFICER | 1317320 |
| PASALICH, MAGDALINE GARRIS | DIRECTOR, CFO, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 7143931 |
| PENNAY, RICHARD ERIK CHARLES | CEO (10/2024), DIRECTOR | 5475857 |
| WARD, BRYAN RICHARD | DIRECTOR | 3107835 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
