Douglas S. Johnston

BLANK EQUITY MANAGEMENT LLC

Port Washington, NY 11050

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CRD#: 2036960

Professional summary

Douglas Steven Johnston is a registered financial advisor currently at BLANK EQUITY MANAGEMENT LLC located in Port Washington, New York.

Douglas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Douglas has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 55 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Nassau Community College; Not Investment related; Garden City, NY; Teach an undergraduate economics course; 01/2017;0,0

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas Steven Johnston's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 12, 2022 - Present

BLANK EQUITY MANAGEMENT LLC

Office #1: 14 Vanderventer Ave Suite 200, Port Washington, NY 11050

RIA

CRD#: 153570

Port Washington, NY

Past

March 28, 2016 - May 5, 2017

MORGAN STANLEY

RIA

CRD#: 149777

NEW YORK, NY

Past

February 29, 2016 - May 5, 2017

MORGAN STANLEY

CRD#: 149777

NEW YORK, NY

Past

May 19, 2014 - August 8, 2014

IRC SECURITIES LLC

CRD#: 150022

NEW YORK, NY

Past

January 10, 2006 - April 11, 2007

CANACCORD GENUITY LLC

CRD#: 1020

BOSTON, MA

Past

May 12, 1993 - September 27, 2002

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

March 20, 1990 - April 27, 1993

ASIEL & CO. LLC

CRD#: 1112

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BLANK EQUITY MANAGEMENT LLC

CRD#: 153570 / SEC#: 801-79355

RIA

Registered Investment Advisory firm - (3/19/2014 Approved)

New York

Registered Investment Advisory firm - (4/11/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(4/12/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/11/2022

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/13/2014

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 5/5/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/19/2014

General Securities Representative Examination

General Industry/Product Exam

Series 55

Date: 1/21/2006

Limited Representative-Equity Trader Exam

Principal/Supervisory Exam

Series 24

Date: 12/8/2006

General Securities Principal Examination

Current Firm

BLANK EQUITY MANAGEMENT LLC

CRD#: 153570 / SEC#: 801-79355

RIA

Registered Investment Advisory firm - (3/19/2014 Approved)

New York

Registered Investment Advisory firm - (4/11/2014 Terminated)

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Contact information

Main Address

14 Vanderventer Ave Suite 200, Port Washington, NY 11050

Mailing Address

Phone number

(516) 439-5525

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A (1/23/2025)

Regulatory assets under management

Total Number of Accounts	344
AUM (Assets Under Management)	$ 126,702,651

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Douglas S. Johnston

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas Steven Johnston's CRS (Customer Relationship Summary).

Certified licenses

Experience

MORGAN STANLEY

MORGAN STANLEY

IRC SECURITIES LLC

CANACCORD GENUITY LLC

CITIGROUP GLOBAL MARKETS INC.

ASIEL & CO. LLC

Primary Firm SEC Registration

BLANK EQUITY MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/11/2022

Series 63

Date: 6/13/2014

SIE

Date: 5/5/2017

Series 7

Date: 5/19/2014

Series 55

Date: 1/21/2006

Series 24

Date: 12/8/2006

Current Firm

BLANK EQUITY MANAGEMENT LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BLANK EQUITY MANAGEMENT LLC

TRUST BUT VERIFY

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