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Billy W. Mcgriff

THE MCGRIFF ALLIANCE
PISGAH, AL 35765
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CRD#: 2036431
BM

Professional summary


Billy Wess Mcgriff, who also goes by Bill W Mcgriff, Bill Wess Mcgriff, is a registered financial advisor currently at THE MCGRIFF ALLIANCE located in Pisgah, Alabama.

Billy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Billy has worked at 5 firms and has passed the Series 63, Series 7, Series 6 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Bill W Mcgriff | Bill Wess Mcgriff

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
TRUSTEE OF CHARITABLE TRUST 111-D Thornton Street, Pisgah, AL 35765 Oversee management of real estate and other assets of Trust Trust established December, 1998 Approximate number of hours spent per month is 2 during trading hours. He also acts in the capacity of a real estate developer. He spends approximately 15% of his time on Real Estate Development activities. He spends approximately 10% of his time on providing tax and accounting related services.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Billy Wess Mcgriff's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

February 17, 2005 - Present

THE MCGRIFF ALLIANCE

Office #1: 111-d Thornton Street Gorham's Bluff, Pisgah, AL 35765
RIA
CRD#: 131477
PISGAH, AL
Past

February 14, 2005 - February 14, 2005

THE MCGRIFF ALLIANCE

RIA
CRD#: 131477
PISGAH, AL
Past

January 5, 1994 - December 13, 1996

KEOGLER, MORGAN & COMPANY, INC.

BD
CRD#: 16546
ATLANTA, GA
Past

November 15, 1993 - January 18, 1994

JOHN HANCOCK DISTRIBUTORS LLC

BD
CRD#: 5249
BOSTON, MA
Past

November 27, 1990 - October 27, 1993

SECURIAN FINANCIAL SERVICES, INC.

BD
CRD#: 15296
ST. PAUL, MN
Past

April 4, 1990 - December 14, 1990

AVANTAX INVESTMENT SERVICES, INC.

BD
CRD#: 13686
DALLAS, TX

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Alabama
(2/17/2005)

Exams


State Security Law Exam
RR
Series 63
Date: 4/2/1990
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


TM
THE MCGRIFF ALLIANCE
THE MCGRIFF ALLIANCE | THE MCGRIFF BURRUS ALLIANCE | THE MCGRIFF ALLIANCE, INC.

CRD#: 131477 / SEC#:

Alabama
Registered Investment Advisory firm - (2/17/1995 Approved)
Georgia
Registered Investment Advisory firm - (2/28/2005 Approved)
Tennessee
Registered Investment Advisory firm - (12/21/2012 Terminated)
Texas
Registered Investment Advisory firm - (11/21/2014 Terminated)
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Contact information


Main Address
2201 Providence Park Suite 100, Birmingham, AL 35242
Mailing Address
Phone number
(205) 991-4448
Established
Firm type
Fiscal year end
# of Employees
0

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts15
AUM (Assets Under Management)$ 18,369,564

Red Flags


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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


THE MCGRIFF ALLIANCE

CRD#: 131477Pisgah, AL 35765

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