Mark D. Mosser
Professional summary
Mark Douglass Mosser, who also goes by Mark Douglas Mosser, is a registered financial professional currently at PRUDENTIAL ANNUITIES DISTRIBUTORS, INC located in New York, New York.
Mark is registered as a RR (Registered Representative) and started their career in finance in 1990. Mark has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mark Douglass Mosser's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 26, 2020 - Present
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
Office #1: 425 East 86th Street Apt 1f, New York, NY 10028January 3, 2013 - March 31, 2020
PRUCO SECURITIES, LLC.
March 8, 2002 - January 3, 2013
HIMCO DISTRIBUTION SERVICES COMPANY
June 21, 1991 - February 5, 2002
PRUDENTIAL EQUITY GROUP, LLC
March 20, 1990 - January 11, 1991
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/26/2020)
(3/26/2020)
(3/26/2020)
(1/23/2025)
(1/9/2024)
(3/31/2020)
(1/15/2021)
(3/26/2020)
(3/26/2020)
(3/26/2020)
(3/26/2020)
Exams
FINRA
Current Firm
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
CRD#: 21570 / SEC#: , 8-39058
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE PRUDENTIAL INSURANCE COMPANY OF AMERICA | SHAREHOLDER COMMON | |
| CARROLL, TRACEY MARIA | PRESIDENT | 5841463 |
| HAGGERTY, SCOTT PETER | CHIEF EXECUTIVE OFFICER | 2619329 |
| HARTNETT, CHRISTINA A | CHIEF OPERATING OFFICER | 2672099 |
| MCGRATH, SHANE THOMAS | CHIEF COMPLIANCE OFFICER | 4458909 |
| SMIT, ROBERT PHILIP | FINOP, CFO | 2332366 |
| THOMSEN, JORDAN K | CHIEF LEGAL OFFICER AND SECRETARY | 2821664 |
Disclosures
| Regulatory Event | 2 |
| Civil Event | 1 |
Red Flags
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