Barbara Ann Dicostanzo

PENBROOK MANAGEMENT LLC

NEW YORK, NY 10022

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CRD#: 2036134

Professional summary

Barbara Ann Dicostanzo, CFP®, who also goes by Barbara Ann Burke, Barbaraann Burke, Barbara Ann Dicostanzo, Barbara Ann Burke Dicostanzo, Barbaraann Dicostanzo, is a registered financial advisor currently at PENBROOK MANAGEMENT LLC located in New York, New York and BEECH HILL SECURITIES, INC. located in New York, New York.

Barbara Ann is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Barbara Ann has worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 4 exams.

Question & Answer

What are your service offerings?

Comprehensive Financial Planni...

Education Planning

Budgeting

Divorce Planning

Retirement Planning

Investment Planning

Life Transitions

Are you a "fiduciary"?

Yes

Aliases

Barbara Ann Burke | Barbaraann Burke | Barbara Ann Dicostanzo | Barbara Ann Burke Dicostanzo | Barbaraann Dicostanzo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ANKAP LLC, 880 THIRD AVENUE, NEW YORK, NY 10022. NATURE OF BUSINESS: GENERAL PARTNER OF INVESTMENT PARTNERSHIP - POSITION: MEMBER. START DATE 2/1/98 - PRESENT. APPROXIMATE NUMBER OF HOURS DEVOTED TO THIS BUSINESS: 25 HOURS A MONTH DURING SECURITIES TRADING HOURS. PENBROOK MANAGEMENT LLC- 880 THIRD AVE, NY NY 10022 (MANAGEMENT CO.) POSITION: MEMBER. START DATE: 2/1/98 - PRESENT. NUMBER OF HOURS DEVOTED TO BUSINESS DURING SECURITIES TRADING HOURS - 40 HOURS A WEEK DURING TRADING HOURS - DUTIES: PORFOLIO MANAGER AND CHIEF COMPLINACE OFFICER BEECH HILL SECURITIES, INC. 880 THIRD AVENUE, NEW YORK, NY - SEC REGISTERED BROKER-DEALER AND MEMBER OF FINRA. REGISTERED REPRESENTATIVE. START DATE 9/2013 - PRESENT. DEVOTE APPROXIMATELY 8 HOURS PER WEEK DURING TRADING HOURS TO THIS BUSINESS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Barbara Ann Dicostanzo's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2023

Experience

Current

August 23, 2021 - Present

PENBROOK MANAGEMENT LLC

Office #1: 880 Third Avenue, New York, NY 10022

RIA

CRD#: 127269

NEW YORK, NY

Current

August 29, 2013 - Present

BEECH HILL SECURITIES, INC.

Office #1: 880 Third Avenue 16th Floor, New York, NY 10022

CRD#: 24771

New York, NY

Past

October 31, 2005 - October 2, 2013

BREAN CAPITAL, LLC

CRD#: 23723

NEW YORK, NY

Past

May 11, 1992 - March 14, 2006

BREAN MURRAY & CO., INC.

CRD#: 7541

NEW YORK, NY

Past

August 21, 1990 - October 7, 1991

BNY MELLON SECURITIES CORPORATION

CRD#: 231

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PENBROOK MANAGEMENT LLC

CRD#: 127269 / SEC#: 801-63460

RIA

Registered Investment Advisory firm - (8/27/2004 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(9/10/2013)

California
(8/29/2013)

Florida
(8/29/2013)

Georgia
(1/15/2025)

Massachusetts
(9/10/2013)

New Hampshire
(9/10/2013)

New Jersey
(8/29/2013)

IAR

New Jersey
(7/24/2025)

New York
(8/29/2013)

IAR

New York
(8/23/2021)

North Carolina
(9/10/2013)

Pennsylvania
(9/10/2013)

Rhode Island
(5/25/2023)

Virginia
(10/28/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 4/26/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/8/1992

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/12/1990

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 4

Date: 12/16/1997

Registered Options Principal Examination

SRO Registrations

FINRA

Current Firm

PENBROOK MANAGEMENT LLC

CRD#: 127269 / SEC#: 801-63460

RIA

Registered Investment Advisory firm - (8/27/2004 Approved)

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Contact information

Main Address

880 Third Avenue 16th Floor, New York, NY 10022

Mailing Address

Phone number

(212) 792-6952

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PENBROOK FIRM BROCHURE ADV 2A (10/8/2025)

Regulatory assets under management

Total Number of Accounts	175
AUM (Assets Under Management)	$ 169,783,102

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Barbara Ann Dicostanzo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Barbara Ann Dicostanzo's CRS (Customer Relationship Summary).

Certified licenses

Experience

BEECH HILL SECURITIES, INC.

BREAN CAPITAL, LLC

BREAN MURRAY & CO., INC.

BNY MELLON SECURITIES CORPORATION

Primary Firm SEC Registration

PENBROOK MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 4/26/1990

SIE

Date: 10/1/2018

Series 7

Date: 5/8/1992

Series 6

Date: 4/12/1990

Series 4

Date: 12/16/1997

FINRA

Current Firm

PENBROOK MANAGEMENT LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PENBROOK MANAGEMENT LLC

TRUST BUT VERIFY

Contact information

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