Barbara Ann Dicostanzo
Professional summary
Barbara Ann Dicostanzo, CFP®, who also goes by Barbara Ann Burke, Barbaraann Burke, Barbara Ann Dicostanzo, Barbara Ann Burke Dicostanzo, Barbaraann Dicostanzo, is a registered financial advisor currently at PENBROOK MANAGEMENT LLC located in New York, New York and BEECH HILL SECURITIES, INC. located in New York, New York.
Barbara Ann is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Barbara Ann has worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Barbara Ann Dicostanzo's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2023
Experience
August 23, 2021 - Present
PENBROOK MANAGEMENT LLC
Office #1: 880 Third Avenue, New York, NY 10022August 29, 2013 - Present
BEECH HILL SECURITIES, INC.
Office #1: 880 Third Avenue 16th Floor, New York, NY 10022October 31, 2005 - October 2, 2013
BREAN CAPITAL, LLC
May 11, 1992 - March 14, 2006
BREAN MURRAY & CO., INC.
August 21, 1990 - October 7, 1991
BNY MELLON SECURITIES CORPORATION
Primary Firm SEC Registration
PENBROOK MANAGEMENT LLC
CRD#: 127269 / SEC#: 801-63460
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/29/2013)
(8/29/2013)
(1/15/2025)
(9/10/2013)
(8/29/2013)
(7/24/2025)
(8/29/2013)
(8/23/2021)
(9/10/2013)
Exams
FINRA
Current Firm
PENBROOK MANAGEMENT LLC
CRD#: 127269 / SEC#: 801-63460
Contact information
SEC notice filing (7 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 168 |
| AUM (Assets Under Management) | $ 175,390,001 |
Red Flags
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