Julius B. Coursey
Professional summary
Julius Baptiste Coursey JR, who also goes by Julius Baptiste Corusey, Buddy Coursey Jr, is a registered financial professional currently at WELLS FARGO SECURITIES, LLC located in Philadelphia, Pennsylvania.
Julius is registered as a RR (Registered Representative) and started their career in finance in 1993. Julius has worked at 2 firms and has passed the Series 63, Series 99TO, SIE, Series 79, Series 52, Series 6, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Julius Baptiste Coursey JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 15, 2004 - Present
WELLS FARGO SECURITIES, LLC
Office #1: 100 N. 18th St 10th Floor, Philadelphia, PA 19103November 9, 1993 - October 22, 1998
VANGUARD MARKETING CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/27/2023)
(12/14/2015)
(11/27/2023)
(1/29/2007)
(1/29/2007)
(1/29/2007)
(6/28/2004)
(1/29/2007)
(3/27/2023)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
NYSE American LLC
NYSE National, Inc.
New York Stock Exchange
Current Firm
WELLS FARGO SECURITIES, LLC
CRD#: 126292 / SEC#: , 8-65876
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EVEREN CAPITAL CORPORATION | PARENT | |
| CHESTER, KARA MCSHANE | DIRECTOR/MANAGER | 2679854 |
| CONNOR, TIMOTHY MICHAEL | PRINCIPAL FINANCIAL OFFICER | 8157713 |
| MACCHIO, PETER | CHIEF COMPLIANCE OFFICER / DESIGNATED TEXAS OFFICER / DIRECTOR/MANAGER | 2124187 |
| OHARA, TIMOTHY PATRICK | DIRECTOR/MANAGER | 2095368 |
| PETERS, MARY LOU | DIRECTOR/MANAGER/CONTROL PRINCIPAL | 4062788 |
| RILEY, MICHAEL FRANCIS | DIRECTOR/MANAGER | 4165280 |
| RIVAS, FERNANDO S | CHAIR / CEO / PRESIDENT / DIRECTOR/MANAGER | 4803269 |
| SMITH, DANIEL D | CHIEF OPERATIONS OFFICER | 5500659 |
| THOMAS, DANIEL JEROME JR | DIRECTOR/MANAGER |
Disclosures
| Regulatory Event | 158 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
