Daniel L. Rukamp
Professional summary
Daniel L Rukamp, who also goes by Daniel Laurence Rukamp, Daniel Rukamp, is a registered financial professional currently at FIDELITY BROKERAGE SERVICES LLC located in Durham, North Carolina and NATIONAL FINANCIAL SERVICES LLC located in Durham, North Carolina.
Daniel is registered as a RR (Registered Representative) and started their career in finance in 1990. Daniel has worked at 5 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 6, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Daniel L Rukamp's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 18, 2025 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 100 New Millennium Way, Durham, NC 27709February 11, 2026 - Present
NATIONAL FINANCIAL SERVICES LLC
Office #1: 100 New Millennium Way, Durham, NC 27709December 3, 2010 - January 27, 2016
FIDELITY BROKERAGE SERVICES LLC
September 19, 1997 - October 21, 2005
FIDELITY DISTRIBUTORS COMPANY LLC
February 26, 1990 - January 30, 1992
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
February 26, 1990 - January 30, 1992
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 9/18/2025
Operations Professional ExaminationFINRA
Current Firm
NATIONAL FINANCIAL SERVICES LLC
CRD#: 13041 / SEC#: 801-50706, 8-26740
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | SOLE MEMBER | |
| ADAMS, ROBERT JOHN | CHIEF OPERATIONS OFFICER/ELECTED MANAGER | 1291582 |
| CREEDON, ADAM J | INTERIM CHIEF COMPLIANCE OFFICER | 5417517 |
| CRUPI, KAREN MICHELE | CHIEF LEGAL OFFICER | 2982229 |
| DYER, JANET MARIE | CHIEF COMPLIANCE OFFICER | 3186352 |
| RHODES, NOAH BUTLER | CHIEF FINANCIAL OFFICER | 6546392 |
| TESAURO, THOMAS JOHN | PRESIDENT | 1862532 |
| TESAURO, THOMAS JOHN | ELECTED MANAGER | 1862532 |
Disclosures
| Regulatory Event | 47 |
| Civil Event | 1 |
| Arbitration | 14 |
Red Flags
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Company Information
NATIONAL FINANCIAL SERVICES LLC
CRD#: 13041Durham, NC 27709TRUST BUT VERIFY
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