Mark A. Nagy

GRADIENT ADVISORS

Celina, OH 45822

Some features on this profile are disabled

CRD#: 2032863

Professional summary

Mark Andrew Nagy is a registered financial advisor currently at GRADIENT ADVISORS, LLC located in Celina, Ohio.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Mark has worked at 9 firms and has passed the Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Grand Lake Insurance & Investments, LLC; Investment Related; 804 E market Street Celina Ohio 45822; Investment Advisory, Insurance, & Medicare; Owner; Agent; Investment Advisor Representative; 10/2014; Approximately 160 hours per month; 160 hour a month during trading hours; Financial planning and Medicare

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Andrew Nagy's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 22, 2023 - Present

GRADIENT ADVISORS, LLC

Office #1: 804 E Market Street, Celina, OH 45822

RIA

CRD#: 152665

Celina, OH

Past

October 29, 2018 - December 21, 2023

GRAND LAKE INSURANCE RIA MARK NAGY SOLE PROPRIETOR

RIA

CRD#: 299232

CELINA, OH

Past

June 14, 2000 - November 11, 2016

THE TAVENNER COMPANY

CRD#: 18004

SPRINGFIELD, OH

Past

April 13, 1999 - May 2, 2000

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ST. PETERSBURG, FL

Past

July 21, 1997 - April 5, 1999

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708

BIRMINGHAM, AL

Past

January 30, 1997 - August 1, 1997

THE TAVENNER COMPANY

CRD#: 18004

SPRINGFIELD, OH

Past

August 27, 1996 - January 8, 1997

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

August 27, 1996 - January 8, 1997

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

Past

March 8, 1995 - August 1, 1996

SIGMA FINANCIAL CORPORATION

CRD#: 14303

ANN ARBOR, MI

Past

April 21, 1994 - February 7, 1995

COMPULIFE INVESTOR SERVICES, INC.

CRD#: 21543

ST. CLOUD, MN

Past

March 29, 1993 - April 15, 1994

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

March 29, 1993 - April 15, 1994

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GRADIENT ADVISORS, LLC

CRD#: 152665 / SEC#: 801-71000

RIA

Registered Investment Advisory firm - (2/10/2010 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(12/22/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/15/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 11/11/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 3/26/1993

Investment Company Products/Variable Contracts Representative Examination

Current Firm

GRADIENT ADVISORS, LLC

CRD#: 152665 / SEC#: 801-71000

RIA

Registered Investment Advisory firm - (2/10/2010 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

4105 Lexington Avenue N. Suite 225, Arden Hills, MN 55126

Mailing Address

Phone number

(877) 885-0508

Established

Firm type

Fiscal year end

# of Employees

169

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A AND 2B 10-2025 (10/21/2025)

Regulatory assets under management

Total Number of Accounts	3,222
AUM (Assets Under Management)	$ 218,611,410

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Dustin Brown

PFS INVESTMENTS INC.

DULUTH, GA

Karen Jones

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Richmond, VA

Joshua Carter

MML INVESTORS SERVICES, LLC

IAR

Conway, AR

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Mark A. Nagy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Andrew Nagy's CRS (Customer Relationship Summary).

Certified licenses

Experience

GRAND LAKE INSURANCE RIA MARK NAGY SOLE PROPRIETOR

THE TAVENNER COMPANY

RAYMOND JAMES FINANCIAL SERVICES, INC.

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

THE TAVENNER COMPANY

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

SIGMA FINANCIAL CORPORATION

COMPULIFE INVESTOR SERVICES, INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

GRADIENT ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/15/1994

SIE

Date: 11/11/2016

Series 6

Date: 3/26/1993

Current Firm

GRADIENT ADVISORS, LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GRADIENT ADVISORS, LLC

TRUST BUT VERIFY

Similar Advisors