John A. Polyviou
Professional summary
John Anthony Polyviou, who also goes by John Anthony Polyviou, John A Polyviou, is a registered financial advisor currently at IP FINANCIAL ADVISORY SERVICES LLC located in Charlotte, North Carolina and INNOVATION PARTNERS LLC located in Charlotte, North Carolina.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. John has worked at 13 firms and has passed the Series 65, Series 63, Series 52TO, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John Anthony Polyviou's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 13, 2024 - Present
IP FINANCIAL ADVISORY SERVICES LLC
Office #1: 5950 Fairview Road, Suite 140, Charlotte, NC 28210September 13, 2024 - Present
INNOVATION PARTNERS LLC
Office #1: 5950 Fairview Road Suite 140, Charlotte, NC 28210Office #2: 5950 Fairview Road Suite 140, Charlotte, NC 28210June 10, 2021 - January 29, 2024
LINDEN THOMAS ADVISORY SERVICES, LLC
June 10, 2021 - January 29, 2024
LINDEN THOMAS AND COMPANY SECURITIES, LLC
July 21, 2014 - June 7, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 21, 2014 - June 7, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 16, 2013 - April 22, 2014
WELLS FARGO CLEARING SERVICES, LLC
April 17, 2009 - January 9, 2013
FIRST CLEARING, LLC
July 31, 2002 - April 17, 2009
WELLS FARGO CLEARING SERVICES, LLC
July 15, 1997 - December 31, 2001
HARRISDIRECT LLC
October 23, 1996 - July 11, 1997
CIBC WORLD MARKETS CORP.
July 31, 1993 - November 1, 1996
CITIGROUP GLOBAL MARKETS INC.
September 10, 1992 - July 31, 1993
LEHMAN BROTHERS INC.
June 20, 1990 - September 28, 1992
ADVEST, INC.
April 24, 1990 - July 17, 1990
GRUNTAL & CO., L.L.C.
Primary Firm SEC Registration
IP FINANCIAL ADVISORY SERVICES LLC
CRD#: 305772 / SEC#: 801-117481
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/13/2024)
(9/13/2024)
(7/3/2025)
Exams
Series 52TO
Date: 7/9/2025
Municipal Securities Representative ExaminationSeries 99TO
Date: 4/1/2025
Operations Professional ExaminationFINRA
Current Firm
IP FINANCIAL ADVISORY SERVICES LLC
CRD#: 305772 / SEC#: 801-117481
Contact information
SEC notice filing (48 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 2,887 |
| AUM (Assets Under Management) | $ 456,110,407 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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